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Strategies & Market Trends : The Final Frontier - Online Remote Trading
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To: Morpher who wrote (8326)7/17/2000 9:52:29 PM
From: Morpher  Read Replies (2) of 12617
 
From my site (http://www3.cybercities.com/n/nft/):

All-Tech and Stock USA Charged by NASD
quote.bloomberg.com
Bloomberg reports that All-Tech and Stock USA day trading firms were charged by NASD with supervisory failures. In addition All-Tech and its chairman Harvey Houtkin were also charged with using misleading advertising in print and radio advertisements. All-Tech was charged with failing to properly supervise employees who arranged $131 million in loans between customers with account balances below minimum thresholds and letting Jeffrey Sadowski in its Chicago branch provide training and execute trades for customers even though he was barred by the SEC. Stock USA was charged with allowing a person to recruit customers and give them investment advice even though he wasn't properly registered and was barred from associating with a brokerage because of a criminal conviction.

Decimal Trading Impacts ECNs
dailynews.yahoo.com
Reuters carries a story by Mark Weinraub about how decimal trading will change ECNs. Some analysts think that ECNs will need a shakeout and consolidation to survive lower profit margins and competition. The author doesn't seem to understand how ECNs or Nasdaq market makers work so this story has to be taken with a large grain of salt.
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