Hey, Auric! WHAAAZZZZZUUUUUPPPPP???????????
Proof Instructions: Go to:
nasdr.com
At the top of the page you will see a pull=down menu that says "About your broker" - beneath it you will find a button labelled "Go" - click the "go" button.
This will bring you to a page with the title:
NASD Regulation Public Disclosure Program
One of the options is labelled "Perform an Online Search" - click that option.
This will bring you to a page titled:
NASD Public Disclosure Program Terms and Conditions
Carefully read these terms and conditions. If you agree to them, then (at the bottom of the page), press the "Agree" button.
This will bring you to a page labelled:
"Before you begin your search, find the item in this list that best describes you."
There is a pull-down menu, within which you should select an item which best describes you. Once you have selected that description, you should press the button labelled "Broker"
This will bring you to a page titled:
"Broker Search Criteria:"
There are windows within which you can enter specific information about the person you are trying to identify as a broker.
The first window is labelled "Broker's Last Name", inside of which you can type the word "Worthington"
The second window is labelled "Broker's First Name:", within which you can type the word "Steve"
Skip the third window if you so choose.
The fourth window is labelled "Current or Previous Employing Brokerage Firm", within which you can type the word "Blackbeard"
This is sufficient information to perform a search for these variables, so you can proceed to the bottom labelled "Begin Search for a Broker" and click it.
The results will be displayed on the page which follows your clicking, and any NASD pertinent information will be at your disposal, limited to the obligations of having agreed to the terms and conditions. |