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Non-Tech : Auric Goldfinger's Short List

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To: sommovigo who wrote (5627)8/12/2000 3:48:11 AM
From: Bilow  Read Replies (1) of 19428
 
Hi sommovigo; Thanks for posting the listing of Section 9 of the SEC regulations about illegal stuff.

Which of the paragraphs do you think it is most obvious that Auric was in violation of:
( ) 2
( ) 3

TIA, it wasn't obvious to me that he was in violation of any of them, but I'm not a securities lawyer, and don't know what they mean. (Too many phrases like "substantially similar" or "course of business" for me.)

-- Carl
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