Case Number: C02980089
Allegations: 4/24/99GS: ON MARCH 31, 1999, DISTRICT NO. 2 NOTIFIED
RESPONDENTS AMBER SECURITIES CORPORATION AND ROBIN MICHELE
RUSHING THAT THE LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.
C02980089 WAS ACCEPTED; THEREFORE, THEY ARE CENSURED, FINED
$5,000, JOINTLY AND SEVERALLY, AND RESPONDENT RUSHING IS
SUSPENDED FROM ASSOCIATION WITH ANY NASD MEMBER IN ANY
CAPACITY FOR 15 BUSINESS DAYS - (NASD RULE 2110 - RESPONDENT
MEMBER, ACTING UNDER THE DIRECTION AND CONTROL OF RESPONDENT
RUSHING, FAILED TO HAVE AND MAINTAIN SUFFICIENT MINIMUM NET
CAPITAL IN CONTRAVENTION OF SEC RULE 15C3-1.)
ZIASUN TECH INC
Prices Available: 03/31/99 through 04/15/99
Ticker: ZSUN
Date Volume High/Ask Low/Bid Close
-------- ---------- ---------- ---------- ----------
03/31/99 1,737,200 17 1/2 9 7/8 12 3/8
04/01/99 514,600 13 9/16 10 1/2 11 3/4
04/05/99 550,800 11 3/4 9 5/16 9 3/4
04/06/99 457,600 10 7 5/8 8 7/16
04/07/99 208,600 8 5/8 8 8 3/8
04/08/99 765,400 10 7/8 8 7/8 9 1/16
04/09/99 516,000 9 3/4 9 1/16 9 1/8
04/12/99 300,000 9 3/16 8 3/4 8 15/16
04/13/99 183,400 8 7/8 8 1/2 8 1/2
04/14/99 239,400 8 1/2 8 3/8 8 7/16
04/15/99 474,000 8 7/16 7 3/4 7 3/4 |
