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Strategies & Market Trends : Rande Is . . . HOME
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To: debby who wrote (35399)9/19/2000 1:54:12 PM
From: Bob Kim  Read Replies (1) of 57584
 
Debby, The policies are different firm-to-firm. Some don't allow analysts to own any stocks they follow. Some allow them to transact only in a way that conforms to their ratings on a stock. Some have more liberal policies. I've seen firms that prevent employees (more than just the analyst) from transacting in a stock for 24 hours and up to 72 hours following a ratings change.
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