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Strategies & Market Trends : Whodunit? CHST CREATIVE HOST SVCS market manipulation
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To: CaptainSEC who wrote (163)11/2/2000 11:57:15 PM
From: StockDung  Read Replies (2) of 193
 
This one is the best; "Alleged Damages: $5,000,000.00"

NASD Registered Person: STEVEN ERNEST MUTH
CRD Number: 1436358

CUSTOMER COMPLAINTS(cont.)

PETTIS HAD THE LEGAL OBLIGATION TO ADVISE CUSTOMER
OF ALL SEC
RULES APPLICABLE TO 10% PLUS SHAREHOLDERS. I DENY
THE
ALLEGATIONS.

Alleged Damages: $5,000,000.00

Action Pending?: Yes

Disposition
Details:
Report TOU ViolationShare This Post
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