Whodunit? CHST CREATIVE HOST SVCS market manipulation Message Board

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Strategies & Market Trends : Whodunit? CHST CREATIVE HOST SVCS market manipulation

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To: CaptainSEC who wrote (169)	11/3/2000 10:18:55 AM
From: StockDung	of 193

David Charles Olson (Registered Principal, Aurora, Colorado) submitted a Letter of Acceptance, Waiver, and Consent pursuant to which he was censured, fined $10,000, and suspended from association with any NASD member in any capacity for 30 days. Without admitting or denying the allegations, Olson consented to the described sanctions and to the entry of findings that he made a material misrepresentation to a public customer regarding the customer's investment. The NASD found that, based on Olson's false representation, the customer continued to hold his position of the stock and purchased additional shares through another broker/dealer. nasdr.com

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