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Non-Tech : Market Makers - What They Do and How They Do It

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To: jjs_ynot who started this subject11/14/2000 4:11:29 PM
From: AugustWest  Read Replies (2) of 429
 
Hi dave. Has a list been posted recently?

Couldn't find one.

Market Makers(A-K)


AAGI ALLIANCE ASSET GROUP, INC.
AANA ABN AMRO INC.
AAWC ANDREW, ALEXANDER, WISE & CO INC.
ABAM REGIONS INVESTMENT CO., INC.
ABBY ABRAHAM & SONS, INC.
ABEY ABBEY-ASHFORD SECURITIES,INC.
ABFN A.B. FINANCIAL L.L.C.
ABGS ABG SECURITIES, INC.
ABLE ARNHOLD & S. BLEICHROEDER, INC.
ABYL ANDERSON & CO., INC.
ACAP ACAP FINANCIAL INC.
ACCA ARGENT CLASSIC CONVERT. ARBITRAGE FUND L.P.
ACEJ ALLEN C. EWING & CO.
ADAM ADAMS, HARKNESS & HILL, INC.

ADKN ADKINS SECURITIES, INC. |
ADSM ADAM SMITH & CO., INC.
ADSO ADDISON SECURITIES, INC.
ADVS ADVEST, INC.
AEBC AEB CORP.
AEGL AMERICAN EAGLE INVESTMENTS, INC.
AESI AMERICAN EASTERN SECURITIES, INC.
AFAA AMERICA FIRST ASSOCIATES CORP.
AFCC AMERICAN FIRST CAPITAL CORP
AFCO ALBERT FRIED & CO., LLC
AFGI ACCESS FINANCIAL GROUP, INC.
AFIN ALL FUNDS, INC.
AFMI AFM INVESTMENTS, INC.
AFMO ADAMS, HESS, MOORE & CO.
AFTR AMERICAN FRONTEER FINANCIAL CORP.

AGCI FIRST CALIFORNIA SECURITIES
AGCO AUERBACH GRAYSON & CO. INC.
AGED A. G. EDWARDS & SONS, INC.
AGII |ANDREW GARRETT, INC.
AGIS AEGIS CAPITAL CORP.
AGLO ANGLO-AMERICAN INVESTOR SERVICES CORP.
AGST AGS FINANCIAL SERVICES, INC.
AIBC AIBC INVESTMENT SERVICES CORP.
AITR AISCO TRADING, INC.
AJAY A.J. PACE & CO., INC.
AJCE PROFESSIONAL CONCEPTS & PLANNING, INC.
AJMC A.J. MICHAELS & CO., LTD.
ALAC ALAMO CAPITAL
ALAS ARTHURS, LESTRANGE & CO. INC.

ALDN ALDEN CAPITAL MARKETS, INC.
ALEN ALLEN & CO. OF FLORIDA, INC.
ALEX J. ALEXANDER SECURITIES, INC.
ALFA ALPHA MANAGEMENT, INC.
ALFR ALFRED SECURITIES, INC.
ALFY ALFRED BERG, INC.
ALGR FRED ALGER & CO., INC.
ALLN ALLEN & CO. INC.
ALPN ALPINE ASSOCIATES, A LIMITED PARTNERSHIP
ALPS ALPINE SECURITIES CORP.
ALST ALL-TECH INVESTMENT GROUP, INC.
ALTN L. H. ALTON & CO.
ALWC ALEXANDER, WESCOTT, & CO., INC.
AMAT ARMATA PARTNERS, L.P

AMCP AMERICORP SECURITIES, INC.
AMEL AMELIA SECURITIES, INC.
AMER AMERICAN SECURITIES BD CO., L.P.
AMET AMERICAN THIRD MARKET CO., LLC.
AMGN AMERICAN GENERAL SECURITIES INC.
AMIB AMERICAN INVESTMENT BANKERS INC.
AMIS AMERICAN INVESTMENT SERVICES, INC.
AMPM AM CAPITAL LLC.
AMRC AMROC SECURITIES LLC
AMSO AMSOUTH INVESTMENT SERVICES, INC.
AMVC AMIVEST CORP.
ANDC SOUTHMARK/ENVICON SECURITIES CORP.
ANDV ANDOVER BROKERAGE, LLC.

ANGO ANGELO, GORDON & CO., L.P.
ANOS ABEL/NOSER CORP.
ANSR ANDERSON & STRUDWICK, INC.
ANSU LM ANDERSON SECURITIES, LLC
APSS APS FINANCIAL CORP.
ARAL ASSET ALLOCATION ADVISORS, LTD.
ARBI ARBITRAGE PARTNERS, INC.
ARCA ARCHIPELAGO, LLC
ARCH INVESTACORP, INC.
ARGN ARAGON INVESTMENTS, LTD.
ARGO THE ARGOSY SECURITIES GROUP, L.P.
ARGT ARGENT SECURITIES, INC.
ARNS ARNOLD SECURITIES, INC.
ASAP CFC SECURITIES, INC.
ASCO EDELMAN SECURITIES CO., L.P.

ASEL ASIEL & CO. LLC
ASEN ASENSIO & CO.
ASHY ASH FINANCIAL CORP.
ASOI ASSOCIATED INVESTMENT SERVICES, INC.
ASPN ASPEN CAPITAL GROUP, INC.
ATCA ATTKISSON, CARTER & AKERS, INC.
ATGN ATLANTIC GENERAL FINANCIAL CORP.
ATKC STRAND, ATKINSON, WILLIAMS & YORK, INC.
ATSP ATS L.P.
ATTN ATTAIN-ECN|OPERATIONS
AUDO AUDOBON SECURITIES, INC.
AUER AUERBACH, POLLAK & RICHARDSON INC.
AURT AUTRANET, INC.
AURX AUREX FINANCIAL CORP.
AVGS ADVANTAGE SECURITIES

AVLN AVALON RESEARCH GROUP, INC.
AVSI AMERIVET-DYMALLY SECURITIES, INC.
AVTG ADVANTAGE TRADING GROUP, INC.
AXCS ACCESS SECURITIES, INC.
AXIO AXIOM CAPITAL MANAGEMENT, INC.
AZTK PACIFIC CORTEZ SECURITIES INC.
BACH BARRON CHASE SECURITIES, INC.
BALE BALENTINE & CO.
BALF BALFOUR INVESTORS INC.
BAMC BALDWIN, ANTHONY MCINTYRE & BOLES SEC. INC.
BANC BANC ONE SECURITIES CORP.
BANK PRIMEVEST FINANCIAL SERVICES, INC.
BANX QUANTUM CAPITAL CORP.

BARC BARCLAY INVESTMENTS, INC.
BARC BARCLAY INVESTMENTS, INC.
BARD ROBERT W. BAIRD & CO. INC.
BARR BARRETT & CO.
BASS MARION BASS SECURITIES CORP.
BAUM GEORGE K. BAUM & CO.
BAUM GEORGE K. BAUM & CO.
BBCO BARBER AND BRONSON, INC.
BCAP BROOKLYN CAP. & SEC. TRADING, INC.
BCCA BARTON CREEK CAPITAL CORP.
BCGL BARINGTON CAPITAL GROUP, L.P.
BCHW BIRCHWOOD SECURITIES CORP.
BCMI BENEFICIAL CAPITAL INC.
BCOM BAKER & CO., INC.
BCPT BARON CAPITAL, INC.

BCSB BCS BROKERAGE, INC.
BCZC B.C. ZIEGLER & CO.
BDMK BROADMARK CAPITAL CORP.
BDSS BDS SECURITIES LLC
BEAL M.R. BEAL & CO.
BECM BETA CAPITAL MANAGEMENT, L.P.
BEJJ BENJAMIN & JEROLD BROKERAGE, INC.
BELI BELL INVESTMENT GROUP, INC.
BELL FIRST LIBERTY INVESTMENT GROUP
BENC THE BENCHMARK CO., INC.
BENY BENSON YORK GROUP, INC.
BERL BERLIND SECURITIES INC.
BERN SANFORD C. BERNSTEIN & CO., INC.
BEST BEAR, STEARNS & CO. INC.
BEYR BEYER & CO.

BFCC BARRY F. COHEN & CO., INC.
BFFI BERTHEL, FISHER & CO., INC.
BFLC BALIS LEWITTES & COLEMAN, INC.
BFRD BLACKFORD SECURITIES CORP.
BFRD BLACKFORD SECURITIES CORP.
BFSA BERWYN FINANCIAL SERVICES CORP.
BGCI BG CAPITAL, INC.
BGCM BERNO, GAMBAL & BARBEE, INC.
BGHT BRIGHTON SECURITIES CORP.
BGLO BIGELOW & CO.|DENVER,
BGSG BGS&G INVESTMENT SERVICES, INC.
BGTN BROCKINGTON SECURITIES, INC.
BHCS BHC SECURITIES, INC.
BHFS BHF SECURITIES CORP.

BHLC BEAR HUNTER LLC.
BIDW BIDWELL & CO.
BIGG BROWNSTONE INVESTMENT GROUP, LLC
BIGJ BIG J SECURITIES, INC.
BIMI MABON SECURITIES CORP.
BISH BISHOP, ROSEN & CO., INC.
BISI BOSTON INSTITUTIONAL SERVICES INC.
BKFC BROKER DEALER FINANCIAL SERVICES CORP.
BKRT MERCER, BOKERT, BUCKMAN & REID, INC.
BKST BROOKSTREET SECURITIES CORP.
BKWD BLACKWOOD SECURITIES, LLC
BLAK BLACK & CO., INC.
BLAR C. M. BLAIR, W. O. FOSTER & CO., INC.
BLCK JAMES I. BLACK & CO.

BLGS BILLINGS EQUITIES, INC./OTC RETAIL
BLKB BLACKBURN & CO., INC.
BLOC BLOCK TRADING INC.
BLOW HORNBLOWER & WEEKS, INC.
BLTM MIDAS INVESTMENT GROUP, INC.
BLUE BLUESTONE CAPITAL PARTNERS, L.P.
BLUS BLUESTONE SECURITIES, INC.
BMCO BENNETT, MULLANEY & CO., INC.
BMSI CREDIT AGRICOLE SECURITIES INC.
BMUR BREAN MURRAY & CO., INC.
BNBB BELLAMAH, NEUHAUSER & BARRETT, INC.
BNCH BENCH SECURITIES CORP.
BNNR BRENNER SECURITIES CORP.
BNPC BNP CAPITAL MARKETS, LLC

BNPS BNP SECURITIES (USA), INC.
BNYC BNY CLEARING SERVICES LLC
BNYN BANYAN SECURITIES, LLC
BOCC BANC ONE CAPITAL MARKETS, INC.
BOCM FIRST CHICAGO CAPITAL MARKETS, INC.
BOJI OKOBOJI FINANCIAL SERVICES, INC.
BOSC BOENNING & SCATTERGOOD, INC.
BOSX BOSTON STOCK EXCHANGE
BPAT BAIRD, PATRICK & CO., INC.
BRAD J.C. BRADFORD & CO.
BRAM BRAHMAN SECURITIES, INC.
BRAV BRAVER, STERN SECURITIES CORP.
BRCB BRANCH, CABELL & CO., INC.
BRDG BRIDGE TRADING CO.

BRIC BRIARWOOD INVESTMENT COUNSEL
BRIL BRILL SECURITIES, INC.
BRLI BROWN, LISLE/CUMMINGS, INC.
BRND ROBERT BRANDT & CO.
BRNM BURNHAM SECURITIES INC.
BROM BROOKEHILL EQUITIES, INC.
BRON BROWN & CO. SECURITIES CORP.
BRRR BARRINGTON RESEARCH ASSOCIATES, INC.
BRUS HD BROUS & CO., INC.
BRUT THE BRASS UTILITY, L.L.C.
BRWK BRUNSWICK SECURITIES, INC.
BSAZ BERRY-SHINO SECURITIES, INC.
BSCO BROOKSHIRE SECURITIES CORP.
BSFS BANC STOCK FINANCIAL SERVICES, INC.

BSSC BEAR, STEARNS SECURITIES CORP.
BSSI BOZANO, SIMONSEN SECURITIES, INC.
BSTN THE BOSTON GROUP
BTAB BT ALEX. BROWN INC.
BTBC BT BROKERAGE CORP.
BTFS BIRCHTREE FINANCIAL SERVICES, INC.
BTRD B-TRADE SERVICES LLC
BUCK THE BUCKINGHAM RESEARCH GROUP INC.
BUCL BURKE CHRISTENSEN & LEWIS SECURITIES INC.
BUDS BUDNER SECURITIES, INC.
BUEL BUELL SECURITIES CORP.
BUFC BUCKHEAD FINANCIAL CORP.
BURL BURLINGTON SECURITIES CORP.
BURT J. ROE BURTON & CO. INC.

BUSH J. BUSH & CO., INC.
BUWI BUTLER, WICK & CO., INC.
BUZZ HEIDTKE & CO., INC.
BVCM HVB CAPITAL MARKETS, INC.
BWAY BROADWAY TRADING LLC
BWST BROKERWEST
BYRN J. BYRNE & CO., INC.
BZPI BERKOWITZ, PIERCHALSKI INC.
BZTN BOZARTH & TURNER SECURITIES, INC.
BZWS BARCLAYS DE ZOETE WEDD INC.
CAAA CHARLES, AKAR & ASSOCIATES, INC.
CAIN CARNEGIE INVESTOR SERVICES INC.
CALB ALLIANCE CAPITAL MANAGEMENT, L.P.
CALD CALDWELL SECURITIES, INC.

CAMP CAMPBELL, WATERMAN INC.
CANR CANTONE RESARCH INC.
CANT CANTOR FITZGERALD & CO.
CAPR CAPITAL RESOURCES, INC
CARR CARR SECURITIES CORP.
CART CARTY & CO., INC.
CASH ALMARC TRADING LLC
CASS EBI SECURITIES CORP
CAST CASTLE SECURITIES CORP.
CATF CATALYST FINANCIAL
CATS BOYLE SECURITIES, INC.
CATY CATHAY FINANCIAL LLC
CBAY CAPITAL BAY SECURITIES, INC.
CBCB COLLIER BROWNE & CO.
CBCB COLLIER BROWNE & CO.
CBOL MUTUAL SECURITIES INC

CBTD SYNOVUS SECURITIES, INC.
CCCC COMPREHENSIVE CAPITAL CORP.
CCCO CARNES CAPITAL CORP.
CCLS COMPUTER CLEARING SERVICES INC
CCMC COMMERZBANK CAPITAL MARKETS CORP.
CCRD CONCORD BROKERAGE SERVICES, INC.
CDBI CENTRAL DISCOUNT STOCKBROKERS, INC.
CDEL CITADEL SECURITIES CORP.
CDSK CONVERTIBLE DESK, LLC.
CENT CENTURY CAPITAL CORP. OF SOUTH CAROLINA
CEON RICE, VOELKER, LLC
CEUT C.E. UNTERBERG, TOWBIN
CFDI CFD INVESTMENTS, INC
CFII CONSOLIDATED FINANCIAL INVESTMENTS, INC.

CGAT CADARET, GRANT & CO., INC.
CGLN COUGHLIN & CO., INC.
CGOC CHICAGO CAPITAL, INC.
CHAD CHATFIELD DEAN & CO., INC.
CHAL CRAIG-HALLUM CAPITAL GROUP, INC.
CHAS CHARLES SCHWAB & CO., INC.
CHDA PATAPSCO SECURITIES INC.
CHES CHESAPEAKE SECURITIES RESEARCH CORP.
CHIL CHILIAN PARTNERS, L.P.
CHIP BLUE CHIP TRADING, L.L.C
CHRT CHARTER INVESTMENT GROUP, INC.
CHSI CHASE SECURITIES INC.
CHVS CHEEVERS & CO. INC.
CIBC CIBC WORLD MARKETS CORP.

CICC NBC CAPITAL MARKETS GROUP, INC.
CIGI CENTURY INVESTMENT GROUP INC.
CINV CORPORATE INVESTMENTS GROUP, INC.
CIST CAPITAL INSTITUTIONAL SERVICES, INC.
CITA CITATION FINANCIAL GROUP, L.P.
CITC CITCO SECURITIES, LLC
CITY CITY SECURITIES CORP.
CKSI CRISPIN KOEHLER SECURITIES
CLEM SAN CLEMENTE SECURITIES, INC.
CLGL C. L. GLAZER & CO., |
CLML CLARK MELVIN SECURITIES CORP.
CLYN CARLIN EQUITIES CORP.
CLYS CLAYTON SECURITIES SERVICES, INC.

CMAI CAPITAL MARKETS AMERICA, INC.
CMAN THE CHAPMAN CO.
CMBR CAMBRIDGE CAPITAL, LLC
CMCA COMERICA SECURITIES
CMCE NBD SECURITIES, INC.
CMMW COMMONWEALTH EQUITY SERVICES, INC.
CNCP CONSTITUTION CAPITAL CORP.
CNET CALIFORNIA NETWORK CAPITAL, INC.
CNFR CONIFER SECURITIES LLC.
CNNG CONNING & CO.
CNNG CONNING & CO.
CNTL CONTINENTAL BROKER-DEALER CORP.
CNTM CONTINUUM CAPITAL INC.
CNTR S. B. CANTOR & CO., INC.
CNTX CENTEX SECURITIES CORP.

COBR COBURN & MEREDITH, INC.
COCA GREENWAY CAPITAL CORP.
COCE CHOICE INVESTMENTS, INC.
COHI COLLNER HIGGINS & ANDERSEN, INC.
COLE COLEMAN & CO. SECURITIES, INC.
COLS COLONIAL SECURITIES, INC.
COMA COHMAD SECURITIES CORP.
COMW COMMONWEALTH ASSOCIATES
COOP D.S. COOPER & CO.
CORP CORPORATE SECURITIES GROUP, INC.
COSE COSSE' INTERNATIONAL SECURITIES, INC
COST COASTAL SECURITIES LTD.
COTT ARMSCOTT SECURITIES, LTD.
COWN SG COWEN SECURITIES CORP.

CPAI CAPITAL PLANNING ASSOCIATES, INC.
CPAM CAPITAL SECURITIES OF AMERICA, INC.
CPFN CORP-FIN.COM, INC.|ATLANTA, GA
CPMI CAPITAL PORTFOLIO MANAGEMENT, INC.
CRAG CREDIT AGRICOLE INDOSUEZ SECURITIES
CRAN MEADOWBROOK SECURITIES INC.
CRDL CARDINAL INVESTMENTS, INC.
CREA CREATIVE CAPITAL MANAGEMENT CORP.
CRIS CHRISTOPH SECURITIES, INC.
CRNG CARNEGIE CHILDS & CO. L.L.C.
CRNR CORNERSTONE SECURITIES CORP.
CRNT CORNERSTONE TRADING CORP.
CRRT CARRET SECURITIES, INC.

CRTC CREDIT RESEARCH AND TRADING LLC
CRTH CORINTHIAN PARTNERS, L.L.C.
CRTS COMBINED RESEARCH & TRADING, INC.
CRUT CRUTTENDEN ROTH INC.
CSCA THE ADVISORS GROUP, INC.
CSCO CUNNINGHAM, SCHMERTZ & CO., INC.
CSMI CAPITOL SECURITIES MANAGEMENT, INC.
CSTD CUSTODIAN SECURITIES, INC.
CTBY CANTERBURY CAPITAL SERVICES, INC.
CTLA CANTELLA & CO., INC.
CTNL CENTENNIAL SECURITIES CO., INC.
CULV CULVERWELL & CO., INC. |
CUMB CUMBERLAND BROKERAGE CORP.

CUSR CUTLER SECURITIES, INC.
CUTT CUTTER AND CO. BROKERAGE, INC.
CWCI COLIN WINTHROP & CO., INC.
CWCO CROWELL, WEEDON & CO.
CWEI CANTOR, WEISS & FRIEDNER, INC.
CWPS CHARLES W. PACE SECURITIES GROUP, Inc.
CWSC CAPITAL WORLD SECURITIES CORP
CYBR CYBERBROKER, INC.|AUSTIN, TX
CYON CANYON PARTNERS INC.
DACC D. A. CAMPBELL CO. INC.
DADA D.A. DAVIDSON & CO.
DAIG WINTHROP INVESTMENT GROUP INC.
DAIN DAIN RAUSCHER INC.
DATK DATEK ONLINE BROKERAGE SERVICES CORP

DAVA DAVENPORT & CO. LLC
DAVI SHELBY CULLOM DAVIS & CO., L.P.
DAWA DAIWA SECURITIES AMERICA INC.
DAYT 1 800DAYTRADING.COM, INC.
DBAY THE DELAWARE BAY CO., INC.
DBDM DISCOVER BROKERAGE DIRECT, INC
DBKS DEUTSCHE BANK SECURITIES INC
DBLL D. H. BLAIR & CO., INC.
DBSC DREYFUS BROKERAGE SERVICES, INC.
DCAP DRAKE CAPITAL SECURITIES, INC.
DDBI DOWNSTATE DISCOUNT BROKERAGE, INC.
DDIN DOMIK CORP.
DEAN DEAN WITTER REYNOLDS INC.
DELT DELTEC ASSET MANAGEMENT CORP.

DEMA DEMATTEO MONNESS LLC
DEMP DEMPSEY & CO., L.L.C-
DENI H. C. DENISON CO. -
DEPS DEPOSIT GUARANTY INVESTMENTS, INC.
DESC DEAN SECURITIES
DESH D.E. SHAW INVESTMENTS, L.P.
DIRA DIRECT ACCESS BROKERAGE SERVICES, INC
DIRK DIRKS & CO., INC. |INSTITUTIONAL DESK
DIVP DIVERSIFIED SECURITIES, INC.
DKNA DRESDNER KLEINWORT BENSON NORTH AMERI
DKNY DALTON KENT SECURITIES GROUP, INC.
DLCR D.L. CROMWELL INVESTMENTS, INC.
DLJP DONALDSON, LUFKIN & JENRETTE SEC

DLSC DLS CAPITAL PARTNERS, INC.
DMAR DEL MAR FINANCIAL SERVICES, INC.
DMKC DM KELLY & CO.
DMKR DIMEDIO KIRCHHOFF & CO., INC.
DOFT DOFT & CO., INC.
DOMI DOMINION INVESTOR SERVICES, INC.
DOMK DOMINICK & DOMINICK LLC
DOMS DOMESTIC SECURITIES, INC.
DONC DONALD & CO. SECURITIES INC.
DORS DORSEY & CO., INC.
DOTS DONNELLY & CO., INC.
DOWL DOWLING & PARTNERS SECURITIES LLC
DPAA DOUGLAS JOHN PALMIERI
DRAT THE DRATEL GROUP, INC.

DRCO DILLON, READ & CO. INC.
DRES THE DRESNER CO.
DRFS THE DREYFUS CORP.
DRIE DRIEHAUS SECURITIES CORP.
DSGI DUPONT SECURITIES GROUP, INC.
DSSI PRESIDIO FINANCIAL SERVICES, INC.
DUFF DUFF & PHELPS SECURITIES LLC
DUKE DUKE & CO., INC.
DULL GEORGE E. DULLNIG & CO.
DUNL DUNLEVY & CO., INC.
EBET EMERSON BENNETT & ASSOCIATES, INC.
ECAM EC/AMERICAN SECURITIES CORP.
ECHI DJF DISCOUNT BROKERS, INC.
ECMX ESSEX CAPITAL MARKETS, INC.

ECUT BNY ESI & CO., INC.
EDFM E.D. & F. MAN INVESTMENT PRODUCTS INC.
EDGE EDGETRADE SECURITIES, LLC
EDJO EDWARD D. JONES & CO., L.P.
EFGI EMPIRE FINANCIAL GROUP, INC.
EGRO EMERGING GROWTH EQUITIES, LTD.
EHSJ E. H. SMITH JACOBS & CO., INC.
EISN EISNER SECURITIES, INC.
EKNS EHRENKRANTZ KING NUSSBAUM, INC
ELEC ETG, L.L.C.
EMAN EMANUEL AND CO.
EMPR EMPIRE SECURITIES INC. OF WASH
ENER ENERIC FINANCIAL SERVICES, INC
ENOC EDGAR M. NORRIS & CO., INC.

EOFR E*OFFERING
EQAL EQUIBOND, INC.
EQIT NORAM INVESTMENT SERVICES, INC
EQTS EQUITY SECURITIES INVESTMENTS,
EQUI EQUITRADE SECURITIES CORP.
ERNS INVESTOR ERNST & CO
ERPO EUROPA SECURITIES, LLC
ESBI CANTOR FITZGERALD PARTNERS
ESCA ESCALATOR SECURITIES, INC.
ESON EASTON & CO.
ESPN EAST SHORE PARTNERS, INC.
ETRS E*TRADE SECURITIES, INC.
EVRN EVEREN SECURITIES, INC.
EWSC EAST/WEST SECURITIES CO.
EXCO EXCO RMJ INTERNATIONAL INC.

FACT FIRST ALBANY CORP.
FAEI FIRST AMERICAN EQUITIES, INC.
FAHN FAHNESTOCK & CO., INC.
FANA FIRST ANALYSIS SECURITIES CORP
FANC FINANCE 500, INC.
FANO FANO SECURITIES LLC
FASI FINANCIAL AMERICA SECURITIES,
FAST FIRST ALLIED SECURITIES, INC.
FASW FAS WEALTH MANAGMENT SERVICES,
FATL FIN-ATLANTIC SECURITIES, INC.
FATS FIRST BROKERS SECURITIES, INC.
FBCO CREDIT SUISSE FIRST BOSTON CORP.
FBIS FBD INVESTMENT SERVICES, INC.
FBLC FREIMARK BLAIR & CO., INC.

FBRC FRIEDMAN, BILLINGS, RAMSEY & CO
FBSB FBS BROKERAGE SERVICES, INC.
FBWA FERRIS, BAKER WATTS INC.
FCAP FIRST UNION CAPITAL MARKETS CORP.
FCCP FIRST CLEARING CORP
FCDF CT SECURITIES INC
FCGA FCG ADVISORS, LLC
FCLV 1ST CLEVELAND SECURITIES CORP
FCOL FIRST COLONIAL SECURITIES GROUP, INC.
FCON FINANCIAL CONSULTANT GROUP, LLC
FDDL F.D. DE LEEUW & ASSOCIES, INC
FDMI FREEDOM INVESTMENTS, INC.
FDSI FIRST DALLAS SECURITIES INC.
FECF FIRST EQUITY CORP. OF FLORIDA

FEDE FECHTOR, DETWILER & CO., INC.
FEDM FEDERATED MANAGEMENT INC.
FEMG CONCORD SERVICES L.L.C.
FESH FESHBACH BROTHERS INVESTOR SERVICES
FFEC FIRST FINANCIAL EQUITY CORP.
FFPS FFP SECURITIES, INC.
FFSI FIRST FLUSHING SECURITIES INC.
FGOE FIRST GEORGETOWN SECURITIES, INC.
FGRT FIRST GRANITE SECURITIES, INC.
FGUA FIRST GUARANTOR SECURITIES INC.
FHSI FANEUIL HALL SECURITIES, INC.
FIAI FIA CAPITAL GROUP, INC.
FIEC FIRST INTERREGIONAL EQUITY CORP.

FIFI FIDELITY FINANCIAL GROUP, INC.
FILL ONLINETRADINGINC.COM CORP.
FINA VALORES FINAMEX INTERNATIONAL, INC.
FINE FINE EQUITIES, INC.
FINN JOHN FINN & CO., INC.
FINV FIRST FINANCIAL INVESTMENT
FINW FINANCIAL WEST GROUP
FIRF FIRST RESEARCH FINANCIAL
FIRS FIRST INSTITUTIONAL SECURITIES, L.L.
FISH L. B. FISHER & CO.
FJMC F.J. MORRISSEY & CO., INC.
FKSC FIRST KENTUCKY SECURITIES CORP.
FLGR PFLUEGER & BAERWALD INC.
FLMG ROBERT FLEMING INC.

FLMM FLEMING SECURITIES INC.
FLRD FRANKLIN-LORD, INC.
FLSC FIRST LONDON SECURITIES CORP.
FLTC FLEET CLEARING CORP.
FLTT USCC TRADING/A DIVISION OF FLEET
FLVL FIRST LEVEL CAPITAL, INC.
FMCO FIRST MANHATTAN CO
FMET FIRST METROPOLITAN SECURITIES, INC.
FMIT FIRSTMERIT SECURITIES, INC.
FMSC FIRST MONTAUK SECURITIES CORP.
FMSI FIRST MIDWEST SECURITIES, INC.
FNCI FIDELITY NATIONAL CAPITAL INVESTORS
FNDR FOUNDERS EQUITY SECURITIES INC

FNFD FOLGER NOLAN FLEMING DOUGLAS INC.
FNSJ FINANCIAL NORTHEASTERN SECURITIES
FNWD FINANCIAL WORLD
FNYS FIRST NEW YORK SECURITIES L.L.C.
FOCC FIRST OPTIONS OF CHICAGO, INC.
FOMA ADVANCED CLEARING, INC
FOMC FIRST OF MICHIGAN CORP.
FORD FORDHAM FINANCIAL MANAGEMENT, INC.
FORK CRESSIDA CAPITAL, INC
FORM FORUM CAPITAL MARKETS LLC
FOST FOSTER SECURITIES
FOXX FOX & CO. INVESTMENTS INC.
FPBI FOSTER & BAKER, INC.
FPKI FOX-PITT,KELTON INC.

FPRO FIRST PROVIDENCE FINANCIAL GROUP,
FRAN WM. V. FRANKEL & CO., INC.
FRDK FREDERICK & CO., INC.
FREM FREEMAN SECURITIES CO., INC.
FREY D.E. FREY & CO., INC.
FRSI FROST SECURITIES, INC
FRTH FRITH BROTHERS INVESTMENTS, INC.
FRWE FREEMAN WELWOOD & CO., INC.
FSCO FIERO BROTHERS INC.
FSCS FSC SECURITIES CORP.
FSIC FIRST SECURITY INVESTMENTS, INC.
FSNW FIRST SECURITIES NORTHWEST, INC.
FSRV FISERV CORRESPONDENT SERVICES, INC.
FSSG FIRST SOUTHEASTERN SECURITIES GROUP,

FSTR FOSTER JEFFRIES SECURITIES, LLC
FSWC FIRST SOUTHWEST CO.
FTCO FIDUCIARY TRUST CO. INTERNATIONAL
FTEN FIRST TENNESSEE BROKERAGE, INC.
FUHR FUHRMAN - MATT SECURITIES, INC.
FWAK FORBES, WALSH, KELLY & CO., INC.
FWCO FIRST WASHINGTON CORP.
FWHS FIRST WESTCHESTER SECURITIES
FWSI FIRST WESTERN SECURITIES, INC.
GABE GABELLI & CO., INC.
GAIN GAINES, BERLAND INC.
GAME GLOBAL-AMERICAN INVESTMENTS, INC.
GARA GARANTIA INC.
GARB GARBAN CORPORALES LLC

GBET GRANT BETTINGEN, INC.
GBMS GBM INTERNATIONAL, INC.
GBSL GBS FINANCIAL CORP.
GCSI GOLD COUNTRY SECURITIES
GDCO GILBERT, DONIGER & CO., INC.
GDMN GELDERMANN SECURITIES INC.
GELD GELDERMANN SECURITIES, INC.
GENE GENEVA CAPITAL CORP.
GFBI G.F.B. SECURITIES, INC.
GFIG GFI SECURITIES LLC
GFIN GRANITE FINANCIAL GROUP
GFSI GLOBAL FINANCIAL SERVICES, INC.
GGLP GREENWICH GLOBAL, L.P.
GGRP GINSBURG & GARIPOLI SECURITIES CORP.
GHCC GORDON, HASKETT CAPITAL CORP.

GHCG GOLDEN HARRIS CAPITAL GROUP, INC.
GHCO GRADY AND HATCH & CO., INC.
GIBR GIBRALTAR SECURITIES CO.
GILG GILDER GAGNON HOWE & CO. LLC
GINT Gintel & CO.
GIRL GIRARD SECURITIES, INC.
GISI GLOBAL INVESTMENT SERVICES, INC.
GKMC GERARD KLAUER MATTISON & CO., L.L.C
GKNS GKN SECURITIES CORP.
GLBB GLOBAL FINANCIAL GROUP, INC.
GLDS LIT AMERICA, INC.
GLFG THE GOLDEN, LENDER FINANCIAL GROUP,
GLIC GLICKENHAUS & CO.
GLYN J.A. GLYNN & CO.
GMCO GILBERT MARSHALL & CO.

GMEN A.S. GOLDMEN & CO., INC.
GMFI GLENN MICHAEL FINANCIAL, INC.
GMIS GREATER METROPOLITAN INVESTMENTS
GNLN GUNNALLEN FINANCIAL, INC
GNTL GINTEL & CO.
GOFI GOLDIS FINANCIAL GROUP, INC.
GOGO GO TRADING, INC.
GOOD GREENWOOD PARTNERS L.P.
GORD GORDON & CO.
GOWL GOWELL SECURITIES CORP.
GPCG GREENMAN PARKER CONNALLY GREENMAN INC
GPSS SWISS AMERICAN SECURITIES INC.
GRAC GRACE BROTHERS LTD.
GRCN GREEN-COHN GROUP, INC.
GREN THOMAS GREEN SECURITIES,

GREY SALOMON GREY FINANCIAL
GRIF M. GRIFFITH, INC.
GRIL GLOBAL RESOURCE INVESTMENTS, LTD.
GRLN DAVID J. GREENE AND CO., LLC.
GRNL GRENEL & CO., LLC
GROW PACIFIC GROWTH EQUITIES, INC.
GRSC G.R. STUART & CO., INC.
GRSI GLEN RAUCH SECURITIES, INC.
GRST GARDEN STATE SECURITIES, INC.
GRUN GRUNTAL & CO., L.L.C.
GSCO GOLDMAN, SACHS & CO.
GSTO GS2 SECURITIES, INC.
GTRN GORIAN INVESTMENT GROUP,
GURU NEWBY & CO.
GUZM GUZMAN & CO.

GVRC GVR CO.
GVRN G.V.R. CO./Special Account
GWFS GREAT WESTERN FINANCIAL SECURITIES
GWWD G. W. & WADE ASSET MANAGEMENT CO.,
HAMB HAMILTON BROKERAGE SERVICES, INC.
HAMR W.R. HAMBRECHT & CO., LLC
HANF HANIFEN, IMHOFF INC.
HANO LCP CAPITAL CORP
HARI HARRIS ASSOCIATES SECURITIES L.P.
HASK HAMERSHLAG, KEMPNER & CO., L.P.
HAUR J. B. HANAUER & CO.
HBCC HIGHBRIDGE CAPITAL CORP.
HBIR HENDERSON BROTHERS, INC.
HBKI HBK FINANCE L.P.

HBRW HAROLD C. BROWN & CO., INC.
HCAP HERMITAGE CAPITAL CORP.
HCBR HCFP BRENNER SECURITIES, LLC
HCFN HFC CAPITAL CORP.
HDLY J.J.B. HILLIARD, W.L. LYONS, INC.
HDVS H.D. VEST INVESTMENT SECURITIES, INC.
HEFL HEFLIN & CO., L.L.C.
HEFR HEFREN-TILLOTSON, INC.
HEIT HEITNER EQUITIES, INC.
HELX HELIX SECURITIES, INC.
HERB HERBERT YOUNG SECURITIES
HERF THOMAS J. HERZFELD & CO.
HERO BERNARD HEROLD & CO., INC
HEZZ HEATHER AGENCY, INC.
HFNG HARTFORD FINANCIAL GROUP

HGRP THE HERITAGE GROUP, INC
HILD THE HIGHLAND CAPITAL GRP
HILL HILL THOMPSON MAGID & CO
HJMC H.J. MEYERS & CO., INC.
HLBI FORUM SECURITIES, INC.
HLCN HALCYON INVESTMENTS
HLIQ HULL LIQUIDITY FUND, L.P
HLIX HELIX TRADING, L.P.
HLND INVESTMENT STREET CO.
HMNC HARMONIC RESEARCH, INC.
HMPB H. M. PAYSON & CO.
HMQT HAMBRECHT & QUIST LLC
HMSC HOBBS MELVILLE SECURITIES
HMSS HMS SECURITIES INC.
HNSI HUNTER INTERNATIONAL SEC
HOAK HOAK BREEDLOVE WESNESKI

HOCO HOLT & COLLINS
HOEN HOENIG & CO., INC.
HOFR HOEFER & ARNETT, INC.
HOPR HOPPER SOLIDAY & CO.
HORN HORNBLOWER FISCHER & CO.
HOUG CA IB SECURITIES
HOWE HOWE BARNES INVESTMENTS, INC.
HOWL A. M. HOWELLS & CO., INC.
HPIB HAMPTON-PORTER, INVESTMENT BANKERS
HPJS SALYN SECURITIES, INC.
HPOL HERNDON PLANT OAKLEY, LTD.
HQUS HAGSTROMER & QVIBERG, INC.
HRCO HUBERMAN FINANCIAL, INC.
HRLD HEARTLAND SECURITIES CORP.
HRZG HERZOG, HEINE, GEDULD, INC.

HSAI HAGERTY, STEWART & ASSOCIATES,
HSBC HSBC SECURITIES, INC.
HSCO HAWTHORNE SECURITIES CORP.
HSIT HAMPTON SECURITIES, INC,
HSRP HATTIER, SANFORD & REYNOIR
HULL HULL TRADING CO., INC.
HUNT HUNTLEIGH SECURITIES CORP.
HURI HURRICANE TRADING INC.
HWGI HARRIS WEBB & GARRISON, INC.
HWLF HOWARD, WEIL, LABOUISSE, FRIEDRICHS
HWSI HERITAGE WEST SECURITIES, INC.
HYAI HIGH YIELD ANALYTICS, INC.
HYPO HYPO SECURITIES INC.
HZIG P. R. HERZIG & CO. INC.

IAID INVESTMENT ADVISER, INC.
IALS INTERCAL SECURITIES CO.
IBSI INTERNATIONAL BUSINESS SECURITIES
ICAN ICAHN & CO., INC.
ICAP INVESTMENT SERVICES CAPITAL CORP.
ICAT ICATU SECURITIES INC.
ICEN THE INVESTMENT CENTER, INC.
ICLR DATEK ONLINE CLEARING CORP
ICTI INTERNATIONAL CORRESPONDENT TRADING
IDSI AMERICAN ENTERPRISE INVESTMENT
IFCC INTERFIRST CAPITAL CORP
IFSC INTERCOASTAL FINANCIAL SERVICES CORP.
IGBL INTERACCIONES GLOBAL INC.
IIGH IIG HORIZONS SECURITIES, LLC

IMPC IMPERIAL CAPITAL, LLC
INCA INSTINET CORP.
INGS INGALLS & SNYDER, LLC
INGT INSIGHT SECURITIES & TRADING, INC.
INPD INTREPID SECURITIES, INC.
INTD INSTATRADE, INC.
INTE INTEGRITY SECURITIES, INC.
INTL INTERNATIONAL ASSETS ADVISORY CORP.
INVA INVESTORS ASSOCIATES, INC.
INVC INVESTORS CO.
INVM INVEMED ASSOCIATES LLC
INVS INVESTEC SECURITIES CORP.
INVS INVESTEC SECURITIES CORP.
INVX INVESTEX SECURITIES GROUP, INC.
IOWA SECURITIES CORP. OF IOWA

IRON IRONHORSE SECURITIES INC.
ISBN ISBIN INVESTMENTS, INC.
ISCI INVESTORS SECURITY CO., INC.
ISFA IFC HOLDINGS, INC.
ISGC ISG SOLID CAPITAL MARKETS, LLC
ISLD ISLAND ECN
ISLO MOMENTUM SECURITIES, INC.
ISRC ISRAEL SECURITIES CENTER CORP.
ITCC CAPITAL GROWTH MANAGEMENT INC.
ITGI ITG INC.
ITMT INVESTMENT NETWORK, INC.
IVNE DREYFUS INVESTMENT SERVICES CORP.
JADN J. ALDEN ASSOCIATES, INC.
JAJC ADAMS DAVIS CO.
JAJJ J. ROBBINS SECURITIES, L.L.C

JANC JANCO PARTNERS, INC.
JANS JANSSEN-MEYERS ASSOCIATES, L.P
JANY JANNEY MONTGOMERY SCOTT INC.
JARN JARON EQUITIES CORP.
JBAR JULIUS BAER SECURITIES INC.
JBOC J.B. OXFORD & CO.
JBSG THE J.B. SUTTON GROUP, LLC
JDAI JOHN DAWSON & ASSOCIATES, INC.
JDRB J.H. DARBIE & CO., INC.
JEFF JEFFERIES & CO., INC.
JELS LISS FINANCIAL SERVICES
JESL JESUP & LAMONT SECURITIES CORP.
JGUN JOSEPH GUNNAR & CO. LLC
JHDN JOSEPH DILLON & CO. INC.

JLMS SELF TRADING SECURITIES, INC.
JMCO JAMES M. MYERS AND CO., INC.
JMIP J. MICHAEL-PATRICK, L.L.C.
JMOO JM DISSOLUTION, INC
JOLE JOHNSTON, LEMON & CO. INC.
JONE JONES & ASSOCIATES, INC.
JOSE JOSEPHTHAL & CO., INC.
JPCC J.P. CAREY SECURITIES, INC.
JPMO NOVA FUND L.P.
JPMS J. P. MORGAN SECURITIES INC
JPRC J.P.R. CAPITAL CORP.
JPTC J.P. TURNER & CO.
JRCO JOHNSON RICE & CO. L.L.C.
JRPS DIRECT BROKERAGE, INC.
JSCO J. STREICHER & CO. L.L.C

JSLP JOSEPH STEVENS & CO., INC.
JTHA J.T.H. Associates Partnership
JVBF JACK V. BUTTERFIELD INVESTMENT CO.
JWBC J.W. BARCLAY & CO., INC.
JWGS JWGENESIS SECURITIES, INC
JWHI JACK WHITE & CO., INC.
JWII JAMES WHEELER & CO. INVESTMENTS, INC.
KALA KA ASSOCIATES, INC.
KAPC KAPLAN & CO. SECURITIES INC.
KART TRACK SECURITIES CORP
KASH KASHNER DAVIDSON SECURITIES CORP.
KBCO KAHN BROTHERS & CO. INC.
KBFP D.E. SHAW FINANCIAL PRODUCTS, L.P

KBRO KAUFMAN BROS., L.P.
KBWI KEEFE, BRUYETTE & WOODS, INC.
KCMO SECURITY INVESTMENT CO. OF KANSAS CITY
KDCO KELLNER, DILEO & CO., L.P.
KEAN KEANE SECURITIES CO., INC.
KEAT KEATON FINANCIAL SERVICES, INC.
KEEL KEELEY INVESTMENT CORP.
KENJ KENNETH, JEROME & CO.,INC.
KENS KENSINGTON CAPITAL CORP.
KENY KENNY SECURITIES CORP.
KEOG KEOGLER, MORGAN & CO., INC.
KERC KERCHEVILLE & CO., INC
KEYZ KEY WEST SECURITIES, INC.
KILN KIRLIN SECURITIES INC.

KING C. L. KING & ASSOCIATES, INC.
KINN JOHN G. KINNARD AND CO., INC.
KIRK CKM SECURITIES LLC
KJMS KJM SECURITIES, INC.
KKGR KENT KING SECURITIES CO.
KLDC KUN-LUN DEVELOPMENT CORP
KMSI KLEIN, MAUS & SHIRE INC.
KNCB KENNEDY, CABOT & CO.
KNKK KANKAKU SECURITIES (AMERICA) INC.
KOSE KOONCE SECURITIES, INC.
KPCO KIDDER, PEABODY & CO. INC.
KPSP KIRKPATRICK, PETTIS, SMITH, POLLAN
KSEC KO SECURITIES, INC.
KUSH R. D. KUSHNIR & CO.
KWNO FUNDAMENTAL SERVICE CORP

KYCC KEY CLEARING CORP.
KZON MARKET TRADERS INC
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