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Non-Tech : Market Makers - What They Do and How They Do It

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To: AugustWest who wrote (416)11/14/2000 4:13:00 PM
From: AugustWest   of 429
 
Market Makers(cont)(L-Z)


LAFF R. F. LAFFERTY & CO., INC.
LAHO LAIDLAW GLOBAL SECURITIES
LAMP LAMPOST CAPITAL, L.C.
LAND LANDMARK SECURITIES CORP
LARK EMMETT A LARKIN CO., INC
LASS LA SALLE ST. SECURITIES,
LATN LANTERN INVESTMENTS, INC
LAVA LIVADA SECURITIES, INC.
LAWR LT LAWRENCE & CO., INC.
LAZA LAZARD FRERES & CO. LLC
LBRA LIBRA INVESTMENTS, INC.
LDMK LANDMARK SECURITIES CORP
LDOT LANDOLT SECURITIES, INC.

LDWD LLOYD WADE SECURITIES INC
LEBO LEIGH BALDWIN & CO., LLC
LEER LEERINK, SWANN, GARRITY, SOLLAMI
LEGG LEGG MASON WOOD WALKER, INC.
LEHM LEHMAN BROTHERS INC.
LEOC CCM FINANCIAL CORP.
LEXI LEXINGTON INVESTMENT CO., INC.
LEXS LEXINGTON SECURITIES, INC.
LEXX PRESTON LANGLEY ASSET MANAGEMENT
LGHT LIGHT SECURITIES
LGTD LEGACY TRADING, INC
LGWI LLOYD G. WILSON, INC.
LHFC L.H. FRIEND, WEINRESS, FRANKSON
LIEB LIEBER & CO.
LINZ LINTZ GLOVER WHITE & CO., INC.

LJRY LYNCH, JONES & RYAN, INC.
LMAN LATERMAN & CO.
LOBO LOBO SECURITIES, INC.
LOBR Loeb Partners CORP./Retail
LOEB LOEB PARTNERS CORP.
LONG TEXAKOMA FINANCIAL, INC.
LOVE SPIRIT PARTNERS, L.P.
LPCO LIPPER CONVERTIBLES, L.P.
LPZE LEPERCQ, DE NEUFLIZE & CO. INC.
LSCI LEK, SCHOENAU & CO., INC.
LTCO LADENBURG, THALMANN & CO., INC.
LTDR LIMITED RISK INVESTORS, INC.
LTIN BBV SECURITIES INC
LTWN LITWIN SECURITIES INC.
LUMI LEUMI SECURITIES CORP.

LUMR LUMIERE SECURITIES, INC.
LWCO LEWCO SECURITIES CORP.
LYMA LYNCH & MAYER SECURITIES CORP.
LYON CREDIT LYONNAIS SECURITIES (USA), INC
MABC M. A. BERMAN CO.
MABN MABON, NUGENT & CO.
MACK R.A. MACKIE & CO., L.P.
MACN MCNAMARA TRADING CO.
MACP MAY & MANAGEMENT, INC.
MACS MCLAUGHLIN, PIVEN, VOGEL SECURITIES,
MADF BERNARD L. MADOFF
MAGI MAGUIRE INVESTMENTS, INC.
MAGS MUNICIPAL AND GOVERNMENT SECURITIES
MAIC MERIDIAN, DUNHILL & CO., INC.

MAKE MAKEFIELD SECURITIES CORP.
MALA THE MALACHI GROUP, INC.
MAMC AEGON USA SECURITIES INC
MANC MANCHESTER SECURITIES CORP.
MAPL MAPLE PARTNERS U.S.A. INC
MASH MAYER & SCHWEITZER, INC.
MAXS MAXUS SECURITIES CORP
MAZE MAGNUM SECURITIES OF NEW YORK INC.
MBVI M. B. VICK ASSOCIATES
MCAL MENOCAL & CO.
MCAP MCMAHAN CAPITAL MARKETS L.P.
MCBD MCCONNELL, BUDD & DOWNES, INC.
MCBT MOORS & CABOT, INC.
MCDN MCDANIEL LEWIS & CO.
MCFM MORTON CLARKE FU & METCALF INC

MCKN MCKINNON & CO., INC.
MCMC MADISON CAPITAL MARKETS CORP.
MCML MONTROSE CAPITAL MANAGEMENT
MCRB MAY FINANCIAL CORP.
MCRB MAY FINANCIAL CORP.
MCTY MCCOURTNEY-BRECKENRIDGE & CO.
MDBC MDB CAPITAL GROUP LLC
MDBI MIDWEST DISCOUNT BROKERS INC.
MDEB MARQUETTE DE BARY CO., INC.
MDGI MAY, DAVIS GROUP INC.
MDGS MIDDLEGATE SECURITIES LTD.
MDLD MCDONALD & CO. SECURITIES, INC
MDSN MADISON SECURITIES, INC.
MDSS MID-STATE SECURITIES CORP.

MDWD MIDWOOD SECURITIES, INC.
MEFA MELHADO, FLYNN & ASSOCIATES, INC.
MEOW LION CAPITAL CORP.
MERI MERCANTILE INVESTMENT SERVICES, INC.
MERT MERIT CAPITAL ASSOCIATES, INC. |
METT METRO TRADING, INC.
MFIN MONARCH FINANCIAL CORP. OF AMERICA
MGII MAGNA INVESTMENTS
MGSG M G SECURITIES GROUP
MHDC M. H. DAVIDSON & CO., L.L.C
MHIL MASON HILL & CO., INC.
MHMY M. H. MEYERSON & CO., INC.
MICH MITCHUM, JONES & TEMPLETON, INC.
MIDS MIDSOUTH CAPITAL, INC.

MILT MILLENNIUM TRADING CO., L.P.
MINI THE MINNEAPOLIS CO., INC.
MIOH MID-OHIO SECURITIES CORP
MIST MR. STOCK, INC.
MJJG MICHAEL A. STEINBERG & CO., INC.
MJKI MILLER, JOHNSON & KUEHN, INC.
MJWH M. J. WHITMAN, INC.
MKVA MERRIMACK VALLEY INVESTMENT, INC.
MKXT MARKETXT, INC.|NASDAQ TRADING
MLCO MERRILL LYNCH, PIERCE, FENNER & SMITHK
MLIN MCLAUGHLIN CAPITAL, MARKETS, INC.
MLNM MILLENNIUM BROKERAGE, L.L.C.
MLSI MAJOR LEAGUE SECURITIES, LLC

MLSR MILLER & SCHROEDER FINANCIAL,
MLVN MELVIN SECURITIES, LLC
MMAN MCMAHAN SECURITIES CO. L.P.
MMSL MIKLES/MILLER SECURITIES, LLC
MNCO MARTIN NELSON & CO., INC.
MOKE MORGAN, KEEGAN & CO., INC.
MONE MARKETING ONE SECURITIES, INC.
MONR MONROE SECURITIES, INC.
MONT BANC OF AMERICA SECURITIES LLC
MOOI M.ONE INVESTMENT SECURITIES, INC.
MORE MITCHELL SECURITIES CORP. OF OREGON|
MOSE MOSES.COM SECURITIES, INC
MOSS Market Maker Option Strategies

MPAC MPAC CAPITAL PARTNERS, L.P.
MPBS MOUNT PLEASANT BROKERAGE SERVICES,
MPIR EMPIRE CAPITAL GROUP, LLC|PHOENIX, AZ
MPRI MEYERS POLLOCK ROBBINS, INC.
MPWA PERKINS, WOLF, MCDONNELL & CO.
MPYR EMPIRE STATE SECURITIES
MQIN MCGINN, SMITH & CO., INC.
MRCR MERCER PARTNERS INC.
MRKA MERICKA & CO., INC.
MRLO MARLEAU LEMIRE (U.S.A.), INC.
MRTN FLEMING MARTIN INC.
MSCA MARCUS SCHLOSS & CO., INC.
MSCH MAGNA SECURITIES CORP.
MSCO MORGAN STANLEY & CO., INC.

MSCS MORGAN STANLEY PRIME CORRES
MSIO MELVIN SPECIALISTS, L.L.C.
MSLD MERCER SECURITIES, LTD.
MSMS SHAMROCK FINANCIAL SERVICES
MSRO MESIROW FINANCIAL, INC.
MSSI MARKLEY FINANCIAL SERVICES, INC.
MTAA MORGAN, TAYLOR & ASSOCIATES, INC.
MTHH MILLER TABAK HIRSCH & CO.
MTRX MATRIX SECURITY CORP.
MULE MUELLER & CO. INC.
MURF MURPHY & DURIEU
MWCC MONNESS CRESPI HARDT & CO., INC.
MWSE CHICAGO STOCK EXCHANGE
MWSI MORGAN WILSHIRE SECURITIES, INC.

MWTI MARKET WISE TRADING, INC.
MXFG MAXIMUM FINANCIAL GROUP, INC.
MXXX MILLENNIUM SECURITIES CORP.
NADL WARREN D. NADEL & CO
NAIB NORTH AMERICAN INSTITUTIONAL BROKERS
NATC JP TRADING, L.L.C.|ROCHESTER, NY
NATL NATIONAL SECURITIES CORP.
NATY NATCITY INVESTMENTS, INC.
NAVI NAVILLUS SECURITIES, INC.
NBCS NBC SECURITIES, INC.
NBSI NESBITT BURNS SECURITIES INC.
NCCI NORTHRIDGE CAPITAL CORP
NDXT NDX TRADING, INC.
NEAL KING FINANCIAL SERVICES, INC.

NEED NEEDHAM & CO., INC.
NELS NELSON SECURITIES,INC.
NESC NORTHEAST SECURITIES, INC.
NETT NET TRADE INC.
NETW NETWORK 1 FINANCIAL SECURITIES INC.
NEUB NEUBERGER BERMAN, LLC
NEWB CITICORP SECURITIES SERVICES, INC.
NFSC NATIONAL FINANCIAL SERVICES CORP.
NIII NOBLE INTERNATIONAL INVESTMENTS,
NIKO THE NIKKO SECURITIES CO.
NISC NATIONAL INVESTOR SERVICES CORP.
NITE KNIGHT SECURITIES, INC.
NJPN NEW JAPAN SECURITIES INTERNATIONAL

NLSI NATHAN & LEWIS SECURITIES, INC.
NMRA NOMURA SECURITIES INTERNATIONAL, INC
NODD NODDINGS AND ASSOCIATES, INC.
NORD NORDBERG CAPITAL INC.
NORW NORWEST INVESTMENT SERVICES, INC.
NOYE NOYES PARTNERS INC.
NOYS DAVID A. NOYES & CO.
NRTH NORTH COAST SECURITIES CORP.
NSCC NATIONAL SECURITIES CORP.
NSLC NICHOLS, SAFINA, LERNER & CO. INC.
NTBC NEIDIGER, TUCKER, BRUNER, INC.
NTDB NATIONAL DISCOUNT BROKERS
NTMG NUTMEG SECURITIES, LTD.

NTRD PIM GLOBAL EQUITIES - ECN
NVST INVESTIN.COM SECURITIES CORP.
NWPT NEWPORT SECURITIES CORP.
NWSI NEW WORLD SECURITIES, INC.
NYBI NEW YORK BROKER, INC.
OAKF OAKES, FITZWILLIAMS & CO. L.P.
OBSA SERFIN SECURITIES,INC.
OCTI O'CONO/TRADE,INC.
OFFR OFFERMAN & CO
OFRD THE OAKFORD CORP.
OFUT OFFUTT SECURITIES, INC.
OGRU OSCAR GRUSS & SON, INC.
OHIO FIFTH THIRD/ THE OHIO CO.
OING OFTRING & CO., INC.
OKRI OAK RIDGE INVESTMENTS, INC.

OLDE OLDE DISCOUNT CORP.
OLIE OLSEN PAYNE & CO.
OLYM OLYMPIC TRADING AND INVESTMENTS
ONEL WILLIAM O'NEIL & CO., INC.
ONLI ON-LINE INVESTMENT SERVICES, INC.
ONYX ONYX TRADING CORP.
ORME ORMES CAPITAL MARKETS, INC.
ORRI ORRINGTON INVESTMENTS LIMITED
OSHN THE AGEAN GROUP, INC.
OSTI ON-SITE TRADING, INC.
OTAA OTA LIMITED PARTNERSHIP
OTTO HAMILTON PARTNERS L.P.
OVER J. A. OVERTON & CO., INC.
OXDB SAVOY DISCOUNT BROKERAGE
PACA PACIFIC CAPITAL MANAGEMENT

PACS PACIFIC CREST SECURITIES INC.
PAGE GRO CORP.
PALC KELCOP FINANCIAL, INC.
PALI PAULI & CO., INC
PALM JOSEPH CHARLES & ASSOC., INC.
PAMC PROGRESSIVE ASSET MANAGEMENT, INC.
PAMS PACIFIC AMERICAN SECURITIES, LLC
PARA PARADISE VALLEY SECURITIES, INC.
PARI PARIBAS CORP.
PARK S.C. PARKER & CO., INC.
PART AMERICAN PARTNERS, L.P.
PASP PASSPORT SECURITIES, INC.
PASQ DUPASQUIER & CO., INC.
PATT PATRICK FINANCIAL CORP.
PAUL PAULSON INVESTMENT CO.,

PAUS PAULSEN SECURITIES INC.
PBCC PRIVATE BROKERS CORP.
PBLC PUBLIC SECURITIES, INC.
PBLI PARKER BROMLEY LTD.
PBON PREBON FINANCIAL PRODUCTS INC.
PBRO PETERSON BROTHERS SECURITIES CO.
PBSI PORTFOLIO BROKERAGE SERVICES, INC.
PCAP PREFERRED CAPITAL MARKETS, INC
PCAT PERELMAN-CARLEY & ASSOCIATES INC.
PCHR PRIME CHARTER LTD.
PCHS PCH SECURITIES, INC.
PCII PENN CENTER INVESTMENTS, INC
PCOS PACIFIC CONTINENTAL SECURITIES CORP.
PCSC PACE SECURITIES, INC.

PDOM PRENTICE SECURITIES, INC.
PDSC PRIME DEALER SERVICES CORP.
PECK ANDREW PECK ASSOCIATES INC.
PECO PECAUT & CO.
PELL PELLINORE SECURITIES CORP.
PENA PENNALUNA & CO
PENG THE PENNSYLVANIA GROUP, INC.
PENN PENNSYLVANIA MERCHANT GROUP LTD.
PENR PENDRICK REEVES ASSOCIATES, INC.
PENS PENINSULAR SECURITIES CO.
PERK PERKINS, SMART & BOYD, INC.
PERM PEREMEL & CO., INC.
PERP PERPETUAL SECURITIES, INC.
PERS PERSHING & CO., INC.

PERT PERSHING TRADING CO., L.P.
PETR GULF PACIFIC SECURITIES, INC.
PFCO PARKER FINANCIAL CORP.
PFIN PRINCIPAL FINANCIAL SECURITIES,INC.
PFOR CARL H. PFORZHEIMER & CO.
PFSI PENSON FINANCIAL SERVICES, INC.
PGCC PRYOR, MCCLENDON, COUNTS & CO., INC.
PGNE PEREGRINE BROKERAGE INC.
PGON PARAGON CAPITAL CORP.
PGRM PURCELL GRAHAM INC.
PGRS PROGRESSIVE EQUITIES MANAGEMENT, LLC
PGSC PROTECTIVE GROUP SECURITIES CORP.
PHCO PHILLIPS & CO. SECURITIES INC.

PHDC PHD CAPITAL
PHEL S.N. PHELPS & CO.
PHNX PHOENIX BROKERAGE, LLC
PHSG PEACOCK, HISLOP, STALEY & GIVEN, INC.
PHWD PHELPS & WOODHEAD, INC.
PILL PHILLIP LOUIS TRADING, INC.
PIMG NEXTRADE|CLEARWATER,
PIPR U.S. BANCORP PIPER JAFFRAY INC.
PIZA MICHAELANGELO, L.P.
PKHT PARKER/HUNTER INC. P
PLFA EGS SECURITIES CORP.
PLIM PIM FINANCIAL SERVICES, INC.
PLMA PALOMA SECURITIES L.L.C.
PMCI MACALLASTER PITFIELD MACKAY INC.
PMCS PRIME CAPITAL SERVICES, INC.

PMFS PORTSMOUTH FINANCIAL SERVICES
PMGT PORTFOLIO MANAGEMENT, INC.
PMKS PMK SECURITIES & RESEARCH, INC.
PNAM PAN AMERICAN SECURITIES, INC.
POCA POST OAK CAPITAL ADVISORS, INC.
POND POND EQUITIES INC
POPP OPPENHEIMER & CLOSE, INC
POWL E. E. POWELL & CO. INC.
PRBK P.R. BURKE & CO., INC.
PRDW MERRILL LYNCH PRO CLEARING CORP
PRGI PORTFOLIO RESOURCES GROUP, INC.
PRGM PROGRAM TRADING CORP.
PRIN PRINCETON SECURITIES CORP.
PRMX PRIMEX PRIME ELECTRONIC EXECUTION,

PROR MERRILL LYNCH PROFESSIONAL CLEARING CTY,
PROT PROTECTED INVESTORS OF AMERICA
PRSB PRESIDENTIAL BROKERAGE, INC.
PRUS PRUDENTIAL SECURITIES INC.
PSAM P. SCHOENFELD ASSET MANAGEMENT LLC
PSCO PIERRE R. SMITH & CO.
PSGI PREFERRED SECURITIES GROUP, INC.
PSIC PROVIDENTIAL SECURITIES, INC.
PSSL PALOMA STRATEGIC SECURITIES LIMITED
PSTG PRESTIGE STATUS, INC.
PTIS PTI SECURITIES & FUTURES L.P.
PTNR PLENGE, THOMAS & GUNNING SECURITIES
PTRI PETRIE PARKMAN & CO., INC.

PTRS PETERS SECURITIES CO. L.P.
PUGS PUGLISI HOWELLS & CO
PUNK PUNK, ZIEGEL & CO., L.P.
PURE PURE TRADING INC
PVLI LINSCO/PRIVATE LEDGER CORP.
PWJC PAINEWEBBER INC.
PXCO PAX CLEARING COMPAMY LIMITED PARTNERS
PYMD PYRAMID FINANCIAL CORP.
QCAS QUINCY CASS ASSOCIATES, INC.
QMOV CAPITAL GAINS, INC
QRCC US Clearing Corp. a Division of Fleet
QSIM ING (US) Securities Futures Options
QTAM ING (U.S.) SECURITIES, FUTURES & OPT
QTMG QUANTUM GROUP, LTD.

QTUM QUANTUM TRADING
QUEC QUEST CAPITAL STRATEGIES, INC.
QUIN JDQ FINANCIAL GROUP, INC.
QUKR QUAKER SECURITIES, INC.
RAFF RAFFENSPERGER, HUGHES & CO., INC.
RAGN RAGEN MACKENZIE INC.
RAJA RAYMOND JAMES & ASSOCIATES, INC.
RAMS RAMIUS SECURITIES, L.L.C.
RAND BARNARD JACOBS MELLET (USA) LLC
RANS RUAN SECURITIES CORP.
RAPH RAPHAEL, L.P.
RBAA RBC DOMINION SECURITIES ARBITRAGE LIM
RBCD RBC DOMINION SECURITIES CORP.
RBCW RUTHERFORD, BROWN & CATHERWOOD, INC.

RBLT RICHARD A. ROSENBLATT & CO., INC.
RCCO RICHTER & CO., INC.
RCRS ROOSEVELT & CROSS, INC.
RCSK RUANE, CUNNIFF & CO., INC.
RCSL ROSENTHAL COLLINS SECURITIES, L.L.C
RDCG RD CAPITAL GROUP, INC.
RDNK RAIKE FINANCIAL GROUP INC.
RDWD REDWOOD SECURITIES GROUP, INC.
RDWH R.D. WHITE & CO., INC.
REAL REPUBLIC EQUITIES OF AMERICA LTD
REAV W. H. REAVES & CO., INC.
RECO RECOM SECURITIES, INC.
REDI SPEAR, LEEDS & KELLOGG/Redi ECN
REDS REDSTONE SECURITIES, INC.

REDW REDWOOD BROKERAGE SERVICES, INC.
REFC REFCO SECURITIES, INC.
REGR REGISTER INVESTMENTS, INC
REID REID AND ASSOCIATES
RENC RC SECURITIES, INC.
REND REYNDERS, GRAY & CO., INC.
RENS RENSSELAER SECURITIES CORP.
REPG FIRST REPUBLIC GROUP, LLC
RETA REICH & TANG DISTRIBUTORS, INC.
RGIL GILFORD SECURITIES INC. ,
RGLD REGAL DISCOUNT SECURITIES, INC.
RHCI RICHMOND HILLCREST & CO., INC.
RHCO THE ROBINSON HUMPHREY CO., LLC
RHIC R H INVESTMENT CORP., INC

RHIL ROUND HILL SECURITIES, INC.
RHLE RYAN, LEE & CO., INC.
RHUT FINANCIAL SERVICES MARKETING, INC.
RICA RICHARDT-ALYN & CO.
RILY B. RILEY AND CO. INC.
RINC ROTHSCHILD INC.
RJFG THE R.J. FORBES GROUP, INC.
RJJZ RIORDAN, JOHNSTON & JAVADIZADEH, INC.
RJSC R.J. STEICHEN & CO. ,
RKGR R.K. GRACE & CO.
RKIL ROCK ISLAND SECURITIES, INC.
RLEW R. LEWIS SECURITIES, INC.
RLND ROCKLAND TRADING CORP.
RMAT RAMAT SECURITIES LTD
RMCC ROBERT M. COHEN & CO., INC.

RMPI RICHARDS, MERRILL & PETERSON, INC.
RMRK RICHMARK CAPITAL CORP.
RMSI ROCKY MOUNTAIN SECURITIES & INVESTMENT
RMST R M STARK & CO INC.
RNDA RONDA INC
RNYS REPUBLIC NEW YORK SECURITIES CORP.
ROAN ROAN CAPITAL PARTNERS L.P.
ROBB ROBB PECK MCCOOEY CLEARING CORP.
ROBO RODGERS BROTHERS, INC.
ROBT ROBOTTI & CO., INC.
ROCH ROCHDALE SECURITIES CORP.
ROCK SHAMROCK PARTNERS, LTD
RODE RODECKER & CO., INVESTMENT BROKERS,
RODM RODMAN & RENSHAW, INC

ROMO ROMANO BROTHERS AND CO.
ROSS ROSS SECURITIES CORP.
ROTH WERBEL-ROTH SECURITIES, INC.
ROTP RIVER OAKS TRADING, L.P.
ROUL ROULSTON RESEARCH CORP.
ROYL ROYAL ALLIANCE ASSOCIATES, INC.
RPLM ROYAL PALM INVESTMENTS, LTD.
RPRC RAUSCHER PIERCE SECURITIES CORP.
RREZ RAMIREZ & CO., INC
RSAI ROSS, SINCLAIRE & ASSOCIATES, INC.
RSAT RAS TRADING, L.P.
RSEC ROTHSCHILD LIEBERMAN LTD.
RSNJ ATLANTIC GROUP SECURITIES, INC
RSNY RICHARDSON GREENSHIELDS SECURITIES

RSSF BANCBOSTON ROBERTSON STEPHENS INC.
RTHS ROTHSCHILD INVESTMENT CORP
RTRS RELIANT TRADING
RUBI RUBICON SECURITIES, INC.
RUDY DEPAOLIS & CO.
RUSL RUSSELL INVESTMENT CORP.
RUSO RUSSO SECURITIES INC.
RYAL ROYAL SECURITIES CO.
RYAN RYAN, BECK & CO
RYCE ROYCE INVESTMENT GROUP, INC.
RYCO S. W. RYAN & CO., INC.
SAAA SEIDLER,PHILLIPS
SABS SANTA BARBARA SECURITIES, INC.
SAGE SAGE, RUTTY & CO., INC.
SAIN SECURITIES AMERICA, INC.

SALB SALOMON BROTHERS INC.
SALI STERNE, AGEE & LEACH, INC.
SAMI SPECTRUM ASSET MANAGEMENT, INC.
SANJ SAN JACINTO SECURITIES, INC.
SANT SANTANDER INVESTMENT SECURITIES INC.
SAPR SAPERSTON FINANCIAL INC.
SASI THE SEIDLER COMPANIES INC.
SAUC SAUCEDA & GRANVILLE SECURITIES, INC.
SBCO ADT ENTERPRISES
SBLT SUNBELT SECURITIES, INC.
SBRL JOHN A. SIBERELL & CO.
SBRT MURIEL SIEBERT & CO., INC.
SBSH SALOMON SMITH BARNEY INC.
SCAP SHIELDS & CO.

SCFS SOUTH COAST FINANCIAL SECURITIES
SCIG SOUTHCOAST INVESTMENT GROUP, INC.
SCMC SCOTIA CAPITAL MARKETS (USA) INC.
SCOT SCOTT & STRINGFELLOW, INC.
SCST SEACOAST INVESTOR SERVICES, INC.
SCTI SECURITY CAPITAL TRADING, INC.
SDBC SUMMIT FINANCIAL SERVICES GROUP
SDCC S. D. COHN & CO., INC.
SDLR SANDLER, O'NEILL & PARTNERS, L.P.
SDLR SANDLER, O'NEILL & PARTNERS, L.P.
SDNY STOCKTON EQUITIES GROUP
SEAB SEABOARD SECURITIES, INC.
SEAP SEAPORT SECURITIES CORP.

SEAS SEASIDE SECURITIES INC.
SECD SECURITY DEALERS GUILD, INC.
SECT SECURITIES TRADING, INC
SEGE SEGERDAHL & CO., INC.
SELZ ING BARING FURMAN SELZ LLC
SEMC TUSCANY EQUITY MANAGEMENT CORP.
SENT SENTRA SECURITIES CORP.
SETR PACESETTER 1, L.P.
SETT SECURITIES SETTLEMENT CORP.
SFGC SOMERSET FINANCIAL GROUP
SFGI SUPERIOR FINANCIAL GROUP
SFII SFI INVESTMENTS, INC.
SFPS SF INVESTMENTS, INC.
SFSS SF SENTRY SECURITIES, INC.
SGAM SEASONGOOD & MAYER

SHAK M.S. FARRELL & CO., INC.
SHAM SHAMUS GROUP, INC.
SHAW D. E. SHAW SECURITIES, L.P
SHEE J. E. SHEEHAN & CO., INC.
SHEM THE SHEMANO GROUP, INC.
SHEP SHEPHERD FINANCIAL GROUP, LLC
SHFS SMITH HAYES FINANCIAL SERVICES CORP.
SHMR O'CONNOR & CO. LLC
SHOC SHOCHET SECURITIES INC.
SHON SCHONFELD SECURITIES, LLC
SHRE SHUFRO, ROSE & EHRMAN, LLC
SHRP SHARPE CAPITAL, INC.
SHRR CARL P. SHERR AND CO.
SHTG SHORELINE TRADING GROUP LLC
SHWD SHERWOOD SECURITIES CORP.

SIBO PRIME EXECUTIONS, INC.
SIDP SYDNEY PREVOR AND CO. INC.
SIGM SIGMA FINANCIAL CORP.
SIGT SUSQUEHANNA INVESTMENT GROUP
SILK SPEAR, LEEDS & KELLOGG
SIMM SIMMONS & CO. INTERNATIONAL
SINO EQUITIES TRADING CORP.
SLKC SPEAR LEEDS & KELLOGG
SLOW KERN, SUSLOW SECURITIES, INC.
SLSS SLS SECURITIES CO.
SMBH SMITH, BENTON & HUGHES, INC.
SMCU SMITH CULVER INVESTMENTS
SMMI SANDERS MORRIS MUNDY INC.
SMMO SMITH, MOORE & CO.
SNDS Sands Brothers & Co., Ltd.

SNDV SOUNDVIEW TECHNOLOGY GROUP, INC.
SNKR STRATEGIC RISK MANAGEMENT, INC.
SNSI SIERRA NEVADA SECURITIES INC.
SNTE SENATE SECURITIES
SOAR STERLING FINANCIAL INVESTMENT
SOBE SOUTH BEACH SECURITIES, INC.
SOCK SOCHET & CO.
SOCO SOUTHCOAST CAPITAL L.L.C.
SOGO WM FINANCIAL SERVICES, INC.
SOLA SOUTHLAND SECURITIES CORP.
SOLO SOLOWEY & CO.
SOTC SYDAN & CO.
SPCC SECURITIES & INVESTMENT PLANNING CO.
SPEC SPECTRUM TRADING PARTNERS L.P. |

SPEN SPENCER CLARKE LLC
SPGL STEPHENS INC.
SPHN SPENCER EDWARDS, INC.
SPLM SPELMAN & CO., INC.
SPRR GLOBALCOMM SECURITIES, INC.
SPRT SOUTHPORT SECURITIES, LLC
SPTW STRASBOURGER PEARSON TULCIN WOLFF INC
SPWI SPENCER-WINSTON SECURITIES CORP.
SRES SECURITY RESEARCH ASSOCIATES, INC.
SRMT STRATEGIC RESOURCE MANAGEMENT, INC.
SRPR JR SECURITIES CO., INC.
SRRA SIERRA BROKERAGE SERVICES, INC.
SSBS STATE STREET BROKERAGE SERVICES, INC
SSCC FIDUCIARY FINANCIAL SERVICES CORP.

SSCM STATE CAPITAL MARKETS CORP
SSEC SCHNEIDER SECURITIES, INC.
SSIC SCOTTSDALE SECURITIES, INC.
SSNG SISUNG SECURITIES CORP.
SSNI SECURITIES SERVICE NETWORK, INC.
SSSI SOUTHAMPTON INVESTMENT SERVICES INC.
STAF ROM-BO TRADING CO.
STAL STUART FRANKEL & CO., INC.
STAR STARR SECURITIES, INC.
STEP ST2 L.P.
STEQ SUNTRUST EQUITABLE SECURITIES CORP.
STFL STIFEL, NICOLAUS & CO., INC.
STFO STERLING FOSTER & CO., INC.
STGS STONEGATE SECURITIES, INC.

STIR STIRES AND CO., INC.
STLG STERLING INVESTMENT SERVICES, INC.
STNE STONE SECURITIES CORP.
STNY STANDARD NEW YORK SECURITIES, INC.
STOC SIERRA TRADING GROUP, L..P
STOK THE STOCK MARKET
STOX STOCKCROSS, INC.
STRK STRIKE TECHNOLOGIES LLC
STRO STROME SECURITIES, L.P.
STSI SPENCER TRASK SECURITIES INC.
STSP SUNPOINT SECURITIES, INC.
STVT STANDARD INVESTMENT CHARTERED INC.
SUBE SUBERT SECURITIES, LLC
SUMM DOUGHERTY SUMMIT SECURITIES LLC

SUNG SUNLOGIC SECURITIES, INC.
SUNR SUNRISE SECURITIES CORP.
SUSQ SUSQUEHANNA CAPITAL GROUP
SUTR SUTRO & CO. INC.
SWCK SOUTHWICK INVESTMENTS, INC.
SWCO SCHRODER WERTHEIM & CO. INC
SWEM SLOATE, WEISMAN, MURRAY & CO.
SWEN SWENEY CARTWRIGHT & CO.
SWIS SWISS AMERICAN CORP.
SWSS SWISS FINANCIAL SECURITIES
SWST SOUTHWEST SECURITIES, INC.
SXXX SUSSEX SECURITIES LLC
SYNG SYNERGY INVESTMENT GROUP, LLC
TAEP TRUST ADVISORS TRADING LLC
TAFT TAFT SECURITIES, L.L.C.

TAGS TAGLICH BROTHERS, D'AMADEO
TAJG TAJ GLOBAL EQUITIES, INC.
TALN TALON SECURITIES, INC.
TAMR TAMAR SECURITIES, INC.
TARP TARPON SCURRY INVESTMENTS,INC.
TASN TASIN & CO., INC.
TATA THORNES & ASSOCIATES, INC.
TCEG THE CONCORD EQUITY GROUP, LLC
TCNI TEXAS CAPITAL SECURITIES, INC.
TCST TRADECAST SECURITIES, LTD.
TDDI TRADEWELL DISCOUNT INVESTING, LLC
TDII TDI, INC.
TDSI TD SECURITIES (USA) INC.
TFSC TWENTY-FIRST SECURITIES CORP.

TFSI TRAFALGAR FINANCIAL SERVICES, INC.
TGII TRANSGLOBAL INVESTMENTS INC.
TGUL TUCKER ANTHONY CLEARY GULL
THLD TRANS-HUDSON, L.L.C.
THRD THE THIRD MARKET CORP.
THWH THOMAS F. WHITE & CO., INC.
TIAD TRIAD SECURITIES CORP
TICK SUMMIT TRADING, INC.
TIED TIR SECURITIES, INC.
TIGR TIGER INVESTMENT GROUP, INC.
TIME INVESTSCAPE INC.
TINY TRINITY EQUITY TRADING, INC.
TITN TITAN SECURITIES, L.L.C.
TJAS TEJAS SECURITIES GROUP, INC.

TKCO TRAUTMAN WASSERMAN & CO., INC.
TMBI THURSTON, SPRINGER, MILLER, HERD & T4000
TNTO TERRA NOVA TRADING, L.L.C.
TOCQ TOCQUEVILLE SECURITIES L.P.
TORO VALDES & MORENO, INC.
TORS TREND TRADER, LLC
TORY ORREY PINES SECURITIES, INC.
TPFG THE PARTNERS FINANCIAL GROUP, INC.
TRAB TRAUB AND CO., INC.
TRAV PATTERSON TRAVIS, INC.
TRDE TRADETECH SECURITIES L.P.
TRDT TRIDENT SECURITIES, INC.
TRDW GROSSMAN & CO
TREA TREASURE FINANCIAL CORP.

TREY TRENDALYSIS SECURITIES, INC.
TRIB TRIBECA INVESTMENTS, L.L.C.
TRIM TRIMARK SECURITIES, INC.
TRIT TRINITY TRADING CO., LTD.
TRND NEXTREND TRADING, INC
TRNS TRANSATLANTIC SECURITIES CO.
TRPP TRIPP & CO., INC.
TRRT TRADERIGHT SECURITIES
TRUB TRUBEE, COLLINS & CO., INC.
TRWN T.R. WINSTON & CO., INC.
TSFI TAYLOR STUART FINANCIAL
TSGI TRADEWAY SECURITIES GROUP, INC
TUCK TUCKER ANTHONY INC.
TVAN TEEVAN & CO., INC.
TWAN MARK TWAIN BROKERAGE SERVICES, INC.

TWEE TWEEDY, BROWNE CO. LLC
TWPT THOMAS WEISEL PARTNERS LLC
TWTR THE THORNWATER CO., L.P.
TXBS TRADEX BROKERAGE SERVICE, INC.
TYLO CHANCELLOR DOUGALL & CO., INC.
TYME TYM SECURITIES, INC.
UCPL UTENDAHL CAPITAL PARTNERS, L.P
UNEQ UNITED EQUITIES CO.
UNIV UNIVEST SECURITIES, INC.
UNMG UNIFIED MANAGEMENT CORP.
UPSI UNITED PACIFIC SECURITIES, INC
USAA USAA INVESTMENT MANAGEMENT CO.
USDB U.S. DISCOUNT BROKERAGE, INC.
USFA U.S. SECURITIES & FUTURES CORP

USRF U.S. RICA FINANCIAL, INC.
USTC U.S. TRADING CORP.
USTS UST SECURITIES CORP.
UVST UVEST INVESTMENT SERVICES
VAIL VAIL SECURITIES INVESTMENT, INC.
VALA D H BRUSH & ASSOCIATES, INC.
VASL VASILIOU & CO., INC
VCAP VANGUARD CAPITAL
VCLM VAN CLEMENS & CO. INC.
VDMX LAWRENCE, O'DONNELL, MARCUS LLC
VECT VECTOR SECURITIES INTERNATIONAL, INC.
VGRD VANGUARD MARKETING CORP
VIPI VALUE INVESTING PARTNERS, INC.
VISN VISION SECURITIES INC.

VKCO FIRST SECURITY VAN KASPER, INC.
VMRU CENTURY CITY SECURITIES, INC
VNDM VANDHAM SECURITIES CORP.
VOLM THE VOLUME INVESTOR, INC.
VOLP VOLPE BROWN WHELAN & CO., LLC
VOSS VOSS & CO., INC.
VSTA VISTA SECURITIES INC.
WAAS C.B. HILL & ASSOCIATES, INC
WABR WALL STREET ACCESS
WACH WACHOVIA BROKERAGE SERVICE
WACL WACHTEL & CO., INC.
WACM WACHOVIA SECURITIES, INC.
WAIN H.C. WAINWRIGHT & CO., INC.
WALD WALDRON & CO., INC.
WALL WALL STREET DISCOUNT CORP.

WALY LOEWENBAUM & CO., INC.
WANG WANG INVESTMENT ASSOCIATES, INC.
WARR WARBURG DILLON READ LLC
WASS THOS. K. WASSERMAN & ASSOCIATES, INC.
WATH WATERHOUSE SECURITIES, INC.
WATL A.B. WATLEY, INC.
WAXM WAXMAN SECURITIES INC.
WAYG GRAYSON FINANCIAL LLC
WAYN WAYNE HUMMER INVESTMENTS L.L.C.
WBLR WILLIAM BLAIR & CO. L.L.C.
WBMK W.B. MCKEE SECURITIES, INC.
WBRO WILEY BROS. -AINTREE CAPITAL, LLC
WCDB WISE CHOICE DISCOUNT BROKERAGE, INC.

WCMP WILSHIRE CAPITAL MANAGEMENT, LLC
WDCO WILSON-DAVIS & CO., INC.
WECI WINSLOW, EVANS & CROCKER, INC.
WECK D. WECKSTEIN & CO., INC.
WEDB WEDBUSH MORGAN SECURITIES INC.
WEED WEEDEN & CO.L.P.
WEIS GEORGE WEISS ASSOCIATES, INC.
WEKS WECHSLER & CO., INC.
WESN WESTERN SECURITIES CLEARING CORP.
WETH WEATHERLY SECURITIES CORP.
WEXL H.G. WEXLER, INC.
WFRD WATERFORD FINANCIAL, INC.
WFSI WINDHAM FINANCIAL SERVICES, INC
WGAL W.J. GALLAGHER & CO., INC.

WGCO CIBC WOOD GUNDY SECURITIES CORP.
WGTC WG TRADING CO. LTD. PARTNERSHIP
WGWS WALSH, GREENWOOD & CO.
WHAL WHALE SECURITIES CO., L.P
WIDE NATIONWIDE SECURITIES CORP.
WIEN WIEN SECURITIES CORP.
WILL WILLIAM ALLEN & CO. INC.
WILS WILLIAM SCOTT & CO. L.L.C.
WINC THE WINCHESTER GROUP, INC.
WINE D. E. WINE INVESTMENTS INC
WINK WIN CAPITAL CORP.
WINV WEBER INVESTMENT CORP.
WINZ WINCHESTER INVESTMENT SECURITIES, INC.
WISI WESTERN INTERNATIONAL SECURITIES, INC.

WJCO WALTON JOHNSON & CO.
WKLR WINKLER SECURITIES CORP.
WKWW WILLIAM K. WOODRUFF & CO. INC.
WLBP WESTLB PANMURE SECURITIES INC.
WLDC WORLDCO, L.L.C.
WLFF WOLFF INVESTMENT GROUP INC.
WLMS THE WILLIAMS CAPITAL GROUP, L.P
WLSN WILSON INSTITUTIONAL SECURITIES, INC.
WMBU THE WILLIAMS FIN. GROUP
WMIN WESTMINSTER SECURITIES CORP.
WMSI WALSH, MANNING SECURITIES, INC.
WNOL W.J. NOLAN & CO., INC.
WOLF S. J. WOLFE & CO.
WOOD WOOD CO., INC.

WORL WORLD TRADE FINANCIAL CORP
WOTC MORGAN GRANT CAPITAL CORP.
WPCO WASSERSTEIN PERELLA & CO., INC.
WPGC WEISS, PECK & GREER, L.L.C.
WPST W. P. STEWART & CO., INC.
WRHC WILLIAM R. HOUGH & CO.
WRIS WESTPORT RESOURCES INVESTMENT SERVICES, IN
WRLL WR LAZARD, LAIDLAW & LUTHER INC.
WRPI WRP INVESTMENTS, INC.
WSCO WAGNER STOTT MERCATOR, L.L.C.
WSCW WS Clearing, Inc./Second Clearing
WSEI WALL STREET EQUITIES INC.
WSFG WALL STREET FINANCIAL GROUP, INC.

WSHI WILSHIRE ASSOCIATES INC.
WSSS WM SMITH SECURITIES INC.
WSTI WESTFALIA INVESTMENTS, INC.
WTLL HITEHALL SECURITIES, INC.
WUSA ST AMERICA SECURITIES CORP
WYOM YOMING FINANCIAL SECURITIES,
WYSE YSER-PRATTE & CO., INC.
YACM AEGER CAPITAL MARKETS, INC.
YAMA AMAICHI INTERNATIONAL (AMERICA) INC.
YAMN AMNER & CO., INC.
YANK ANKEE FINANCIAL GROUP, INC.
YDBI OUR DISCOUNT BROKER, INC.
YDSA EE, DESMOND, SCHROEDER & ALLEN, INC.
YKTN ORKTON SECURITIES INC.

YORK ORKTON CAPITAL INC.
YOSE ORK SECURITIES, INC.
ZEGL ZIEGLER THRIFT TRADING, INC.
ZOUL B. ZOULLAS SECURITIES, INC.
Updated 4/04/2000
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