Mr. Pink's Picks: selected event-driven value investments Message Board

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Strategies & Market Trends : Mr. Pink's Picks: selected event-driven value investments

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To: Mr. Pink who started this subject	11/27/2000 12:14:50 PM
From: Hawaii60	Read Replies (2) of 18998

A question for you all. Can someone point me to an SEC or other rule that says what information must be disclosed about the principles in an IPO filing? What I am looking for is a rule or law that says, if a CEO of a company doing an IPO, had personal tax liens at the time of the IPO and further, had previously been CEO and controlling shareholder of a company in the same business that went bankrupt. If this information should have been disclosed in the public filings. Further, if this same CEO then does a secondary in a foreign market and uses his stock from the previous American IPO as collateral for a loan during the SEC mandated lock up period here in the States. What rule or law may that have violated? Thanks in advance.

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