>
Securities owned and securities sold, not yet purchased as of September 30,
2000, consist of the following (in 000's):
Sold,
Not Yet
Owned Purchased
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Marketable equity securities: Portfolio positions of greater than 5% of
outstanding common stock:
Cortech, Inc.(725,600 shares) $ 5,261 $ -
Gish Biomedical, Inc.(549,800 shares) 979 -
Golf Rounds.com, Inc.(189,600 shares) 332 -
General Devices, Inc.(2,535,579 shares) 51 -
All other portfolio positions 1,878 244
Held for resale to customers 177 -
Mutual funds 35 -
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Fair value $ 8,713 $ 244
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Securities owned which are not valued at listed market prices at September
30, 2000 amounted to $6,623,000. |
