Here are the relevant contents of the two NASD Regulation releases:
Attn: Manager P&S Dept./Traders/Cashier/Manager Reorganization/Manager Dividends
UNIFORM PRACTICE ADVISORY (UPC # 036-2001) April 10, 2001
Amazon Natural Treasures.com Inc. - Common Stock (ANTD)
In UPC #015-2001, members were advised the above company effected a 1 for 1.1 reverse split and name change which was effected in the OTC market on February 26, 2001. As a result of the exchange of shares, the company issued new post-split shares in the name of the surrendering broker dealer. Subsequent to the initial issuance, the company has determined that they will only effect transfers into the name of the beneficial holder. In addition, the ability to convert the shares into the beneficial holders name expires on April 15, 2001.
Further information regarding the transfer procedures may be obtained from the company (who also serves as its own transfer agent) at 702-942-0100.
Members are reminded to look at their internal positions and existing fails to deliver and take immediate steps to ensure proper deliveries.
Questions regarding this notice should be directed to: Market Data Integrity Department, (203) 375-9609.
Dorothy L. Kennedy
Director
nasdr.com
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Attn: Manager P&S Dept./Traders/Cashier/Manager Reorganization/Manager Dividends
UNIFORM PRACTICE ADVISORY (UPC # 015-2001) February 27, 2001
[...]
Amazon Natural Treasures, Inc. Common Stock (AZNT)
Effective February 6, 2001 Amazon Natural Treasures, Inc. (AZNT) changed its name to Amazon Natural Treasures.Com, Inc. Concurrent with the name change the company effected a 1 for 1.1 reverse split. The name change and the reverse split were implemented in the OTC market on February 26, 2001 at which time the symbol was changed to ANTD.
In order to receive the new post-split shares, holders of record on February 6, 2001 must surrender their shares which have been registered in their own name.
Since the company serves as its own transfer agent, members are advised to contact the issuer at the following address to obtain additional information regarding the surrender of shares.
Amazon Natural Treasues.Com, Inc.
Attn: Transfer Department
4011 West Oquendo Road, Suite C
Las Vegas, NV 89118
nasdr.com (Bold face present in the original, the omitted material concerns Levitz Furniture.) |
