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Pastimes : Clown-Free Zone... sorry, no clowns allowed
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To: Haim R. Branisteanu who wrote (96073)4/18/2001 7:56:56 PM
From: LLCF  Read Replies (1) of 436258
 
< All one need to do is to prove that he invested as a result of a specific rosy report or an advise based on that report which worked out to be misleading or done reckless and the funds incurred substantial losses as a result.>

Yes, but isn't this true CFA or not??? CFA is just a designation by a professional group no? Also, once you get into fiduciary responsibilities ala retirements and trusts you run into tons of state case law no?

DAK
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