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Pastimes : Clown-Free Zone... sorry, no clowns allowed
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To: Les H who wrote (103940)5/22/2001 11:41:17 AM
From: Haim R. Branisteanu  Read Replies (1) of 436258
 
They only get the small fish ............. how about AMZN, YHOO, ARBA SCMR, PALM, Price Line etc,?

Josephthal, Execs Told by NASD to Pay $3.3 Mln in Fraud Case
By Neil Roland

Washington, May 22 (Bloomberg) -- Josephthal & Co. and two top
executives were ordered by regulators to pay more than $3.3 million
in a case charging they fraudulently pushed customers to buy a
troubled stock owned by the New York-based brokerage.

A National Association of Securities Dealers Regulation Inc. panel
found that the 650-broker firm gave its brokers a special incentive to
sell VictorMaxx Technologies Inc. shares without telling investors
about the arrangement.

quote.bloomberg.com
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