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Technology Stocks : Intel Corporation (INTC)
INTC 36.61+1.1%2:58 PM EST
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To: Bob Kim who wrote (137752)6/20/2001 1:52:24 PM
From: GVTucker  Read Replies (1) of 186894
 
Bob, RE: That's not entirely true. Most sell-side analysts are required to have a regulatory Series 7 license (so they can be a broker if they eventually want to).

If all analysts aren't required to hold a Series 7, it isn't exactly a legal requirement then, is it?

edit: There's a rather large difference between an individual firm's requirements and legal standards. Some firms require analysts to have a CFA. That designation has nothing to do with any legal standard for analysts.
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