Brokerage-Chat Site Securities Fraud: A Lawsuit Message Board

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Pastimes : Brokerage-Chat Site Securities Fraud: A Lawsuit

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To: CountofMoneyCristo who started this subject	7/21/2001 7:31:54 PM
From: CountofMoneyCristo	Read Replies (1) of 3143

<font color=red>The Charles E. Schwab Corporation's Market-making Subsidiary, Mayer & Schweitzer (now Schwab Capital Markets, LP) Massively Fined by the SEC: quote.bloomberg.com SEC Fines Christopher Colgan was also a PTJP trader. He paid a $30,000 fine to the SEC in 1999 for helping a New Jersey brokerage, Charles Schwab Corp.'s Mayer & Schweitzer, manipulate stock prices. The brokerage, now called Schwab Capital Markets LP, paid a $585,000 civil penalty. Schwab spokeswoman Marta von Loewenfeldt declined to comment.

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