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Technology Stocks : Tellium

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To: Glenn Petersen who wrote (38)7/24/2001 10:11:58 AM
From: Sir Auric Goldfinger  Read Replies (1) of 72
 
Today's S-1: "SELLING STOCKHOLDERS

The table below lists each selling stockholder and (1) the amount of common
stock owned by each selling stockholder before the offering and (2) the amount
to be offered for the selling stockholder's account. This prospectus relates to
a total of 21,633,336 shares of common stock, 2,375,000 of which are not
currently outstanding but may be acquired by one of the selling stockholders
upon exercise of outstanding warrants. Selling stockholders who own in the
aggregate less than 1% of our outstanding common stock have not been named
individually.

The selling stockholders will determine the actual number of shares, if any,
that they will sell. Because the selling stockholders may sell all, some or
none of the shares of common stock that they hold, we are unable to estimate the
amount or percentage of shares of common stock that they will hold after
completion of the offering.

We are registering the shares for resale by the selling stockholders in
accordance with their registration rights. Under a registration rights agreement
with some of the selling stockholders, we have agreed to use our reasonable best
efforts to have this registration statement declared effective by August 20,
2001. On August 15, 2001, lockups will expire with respect to 14,698,717 of the
21,633,336 shares covered by this registration statement, and those shares will
become freely saleable under this registration statement once it is declared
effective. None of those shares can be resold, under this registration statement
or otherwise, before August 15, 2001. An additional 4,316,883 shares covered by
this registration statement are subject to lockup agreements that will expire on
November 13, 2001, and are not freely saleable until that time. 2,375,000 shares
covered by this registration statement are subject to warrants with restrictions
on exercisability.

The 21,633,336 shares covered by this registration statement include
14,356,836 shares owned by former holders of our Series E preferred stock. The
Series E preferred stock was issued as part of a private financing principally
to institutional investors in September 2000. These shares were automatically
converted into common stock upon the consummation of our initial public
offering.



<TABLE>
<CAPTION>
Number of Shares of Number of Shares
Common Stock Owned of Common Stock
Name of Selling Stockholder Before the Offering Being Offered
------------------------------------------------------------------------------------------
<S> <C> <C>
Acappella Ventures, LLC 216,666 216,666

ACM Strategic Investments - Technology Portfolio 128,268 128,268

ACM Technology Hedge Fund 103,466 103,466

AIM Equity Funds, on behalf of its portfolio, AIM 106,958 106,958
Emerging Growth Fund

AIM Growth Series, on behalf of its portfolio, 404,448 404,448
AIM Small Cap Growth Fund

AIM Special Opportunities Funds, on behalf of its 227,334 227,334
portfolio, AIM Large Cap Opportunities Fund

AIM Special Opportunities Funds, on behalf of its 336,592 336,592
portfolio, AIM Small Cap Opportunities Fund

AIM Special Opportunities Funds, on behalf of its 258,002 258,002
portfolio, AIM Mid Cap Opportunities Fund
</TABLE>

76
<PAGE>

<TABLE>
<S> <C> <C>
Allen, Trisha N. 89 (1), (2) 89

Alliance Technology Partners, L.P. 34,934 34,934

Alper, Gregory 11,770 (1), (2) 9,416

Amerindo Internet Fund Plc 222,222 222,222

Amerindo Technology Growth Fund II, Inc. 222,222 222,222

Andersson, Gunnar B. 11,283 (1), (2) 11,283

Angliss, Robert 8,239 (1), (2) 8,239

AT&T Corp. (3) 1,500,000 (2) 1,500,000

AXP Strategy Aggressive Fund, a Series of AXP 250,000 180,000
Strategy Series, Inc.

AXP Variable Portfolio Strategy Aggressive Fund, 275,000 200,000
a Series of AXP Variable Portfolio Investment
Series, Inc.

Baker, Paula K. 5,787 (1), (2) 5,787

Baker, Robert J. 4,288 (1), (2) 3,431

Balas, Linda 1,369 (1), (2) 1,096

Broadband Holdings (BVI) Limited 100,000 100,000

Centennial Investment & Management Company 17,011 (1), (2) 13,609

Chong, Daisy 39 (1), (2) 32

Cooney, Ross 941(1), (2) 941

Corning Incorporated (4) 666,666 666,666

Crowley, John G. 56,307(1), (2) 56,307

Deborah Bokor Living Trust 1,435(1), (2) 1,148

Elliott, Ronald 6,669(1), (2) 6,669
</TABLE>

77
<PAGE>

<TABLE>
<S> <C> <C>
eMerging Technology Portfolio 222,222 222,222

Equity Portfolio, a series of IDS Life Series 125,000 90,000
Fund, Inc.

Fee, William C. 13,732 (1), (2) 13,732

Fidelity Advisor Series I: Fidelity Advisor 36,000 36,000
Value Strategies Fund (5)

Fidelity Advisor Series VII: Fidelity Advisor 301,500 226,000
Technology Fund (5)

Fidelity Focus Technology Fund (5) 44,000 44,000

Fidelity Hastings Street Trust: Fidelity Fund (5) 1,621,100 1,052,000

Fidelity Management Trust Company on behalf of 64,100 38,000
accounts managed by it (6)

Fidelity Mt. Vernon Street Trust: Fidelity 1,883,232 1,291,332

Aggressive Growth Fund (5)

Fidelity Select Portfolios: Computer Portfolio (5) 212,000 212,000

Fidelity Select Portfolios: Technology Portfolio (5) 465,400 430,000

Fidelity Small Cap America Fund (5) 4,000 4,000

Fontenot, Edouard J. 2,354 (1), (2) 2,354

Fontenot, Edward J. 116,682 (1), (2) 116,682

Fontenot, Marie Y. 2,354 (1), (2) 2,354

Golay, Mary Ann 563 (1), (2) 563

Goldberg, Michael 76,381 (1), (2) 61,105

Goldman, Sachs & Co. 182,750 182,750

Golson, Bradford 7,258 (1), (2) 7,258

Greenberg, Louis E. 4,708 (1), (2) 4,708

Greenlee, Robert 83,731 (1), (2) 66,985
</TABLE>

78
<PAGE>

<TABLE>
<S> <C> <C>
Hogan, Patricia J. 1,576 (1), (2) 1,576

Invesco Technology Fund 448,300 448,300

Invesco Telecommunications Fund 218,368 218,368

Kahn, Michael 1,369 (1), (2) 1,096

Kahn, Sheldon 5,610 (1), (2) 4,488

Katz Family Limited Partnership 1,954,040 (1), (2) 1,954,040

Kornhaber, Bernard 34,465 (1), (2) 27,572

Kornhaber, Marda 4,800 (1), (2) 3,840

Leudan, Stuart M. 5,787 (1), (2) 5,787

Livingston, Anne P. 539 (1), (2) 539

Logelin, Robert L. 5,857 (1), (2) 5,857

Lurie, Paul M. 4,096 (1), (2) 3,277

Monson, David 28,162 (1), (2) 22,530

Muller, Tammy 2,589 (1), (2) 2,589

Munder NetNet Fund, a series of The Munder Funds, 500,000 500,000
Inc.

Myren, Carol Jean 3,856 (1), (2) 3,856

Oppenheimer Emerging Technologies Fund 333,334 333,334

Oppenheimer Enterprise Fund 266,666 266,666

Oppenheimer Midcap Fund 733,334 733,334

Oppenheimer Variable Account Funds for the
account of Oppenheimer Aggressive Growth Fund 666,666 666,666

The Paisley Fund, L.P. 66,666 66,666

The Paisley Pacific Fund
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