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Pastimes : Investment Chat Board Lawsuits

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To: Janice Shell who wrote (1828)8/6/2001 1:12:30 PM
From: scion  Read Replies (1) of 12465
 
The Crusher's letter to NASD reveals his "reasoning", such as it is...

Mr. Robert R. Glauber, CEO and President
NASD Inc.
1735 K Street N.W.
Washington, DC 20006

Dear Mr. Glauber:

We are in receipt of your email message dated June 29, 2001 sent at 6:31 a.m. addressed to Mr. Jack Moore (copy enclosed).

We would like to refer you to the third paragraph of the message, where you state:

As issues surrounding stock certificates (in your case, Amazon Natural Treasures.com) are handled by transfer agents, you will need to seek assistance from the United States Securities and Exchange Commission.

Please be advised that although Amazon Natural Treasures.Com, Inc. is, in fact, self-transferring, Amazon is being effectively prevented from transferring stock (Cusip No. 02313 U101 (formerly Cusip No. 02313 P102)), to many of the beneficial owners such as those referred to in Mr. Moore?s complaint letter (copy enclosed)due to the continued failure on the part of many of the NASD member broker-dealer firms and registered representatives which are subject to your jurisdiction to comply with the regulations guaranteeing to the ?beneficial owners? the ?absolute right? to receive his or her physical certificate upon request. Please refer to:17 CFR 24015c 3-3(d)(2), CFR 240.15c 3-3(l)(1); and, Article 8 UCC 8-314 (2) (a)(b)(c).\........


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