Ashton Technology (ASTN) Message Board

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Non-Tech : Ashton Technology (ASTN)

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To: mmmary who wrote (4004)	8/6/2001 3:42:53 PM
From: mmmary	Read Replies (1) of 4443

TK sold 2.1M shares if astn at $1 in may That's almost all he had as per sec doc (1) This registration statement covers the following: (a) the resale by CALP II Limited Partnership of up to 1,333,333 shares of our common stock, which we sold to CALP II pursuant to a private placement in February 2001; (b) the resale by TK Holdings, Inc. of up to 933,945 shares of our common stock, 733,945 which we issued to TK Holdings in a share exchange and 200,000 of which are issuable upon the exercise by TK Holdings of its beneficial interest in the Series K Warrant; (c) the resale by Southshore Capital Fund Limited of up to 150,000 shares of our common stock issuable upon the exercise by Southshore of its beneficial interest in the Series K Warrant; (d) the resale by Advantage (Bermuda) Fund Ltd. Of up to 40,500 shares of our common stock issuable upon the exercise by Advantage of its beneficial interest in the Series K Warrant; and (e) the resale by CALP Limited Partnership of up to 109,500 shares of our common stock issuable upon the exercise by CALP of its beneficial interest in the Series K Warrant. 2.7M or so is total

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