SEC judgement against westergaard
US District Court Civil Docket
US District Court for the Southern District of New York
(Foley Square - NYC)
1:00cv9776
SEC v. Westergaard, et al
This docket was retrieved from the court on Wednesday, March 21, 2001
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Date Filed: 12/27/2000 Class Code:
Assigned to: Judge Deborah A Batts Closed?: No
Referred to:
Nature of Suit: Securities (850) Statute: 15:77
Cause: Securities Fraud
Lead Docket: None
Other Docket: None Jury Demand:
Jurisdiction: US Plaintiff Demand Amount: $0
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Litigants Attorneys
Securities and Exchange Commission
PLAINTIFF
C Joshua Felker
[COR LD NTC]
Securities and Exchange Commission
450 Fifth Street, NW
Washington DC, 20549-0703
USA
(202) 942-4678
John L Hunter
[COR LD NTC]
Securities and Exchange Commission
450 Fifth Street, NW Mail Stop 8-1
Washington DC, 20549
USA
(202) 942-4825
John B Bulgozdy
[COR LD NTC]
Securities and Exchange Commission
450 Fifth Street, NW
Washington DC, 20549-0801
USA
(202) 942-4550
Erich T Schwartz
[COR LD NTC]
Securities and Exchange Commission
450 Fifth Street, NW
Washington DC, 20549
USA
(202) 942-4589
Thomas C Newkirk
[COR LD NTC]
Securities and Exchange Commission
450 Fifth Street, NW Mail Stop 0801
Washington DC, 20549
USA
(202) 942-4550
v.
John Westergaard
DEFENDANT
Richard J Halloran
[COR LD NTC]
Kaye Scholer Fierman Hayes & Handler
425 Park Avenue
New York NY, 10022
USA
(212)836-8000
Westergaard.com, Inc
[Term: 1/19/2001 ]
DEFENDANT
Westergaard Broadcasting Network.com, Inc
[Term: 1/19/2001 ]
DEFENDANT
Date # Proceeding Text
12/27/2000 1 COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). (tp)
12/27/2000 -- Magistrate Judge James C. Francis is so Designated. (tp)
1/19/2001 2 FINAL JUDGMENT; that dft. Westgaard Broadcasting Network.com, Inc. it agents, servants, employees etc. are hereby peranently restrained and enjoing as set forth in this Final Judgment; there being no just reason for delay, the Clerk of the Court is hereby directed, pursuant to Rule 54(b) of the F.R.C.P. to enter this Final Judgment forthwith and without further notice. ( signed by Judge Deborah A. Batts ); Mailed copies and notice of right to appeal. Entered On Docket: 01/22/01. (pl) [Entry date 01/22/01]
1/19/2001 3 FINAL JUDGMENT AS TO DEFT WESTERGAARD.COM, INC, that deft Westergaard, its agents, servants, employees etc are permanently restrained and enjoined from violating Sec 17(b) of the Securities Act of 1933 by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to publish, etc as further set forth in this document ( signed by Judge Deborah A. Batts ); Mailed copies and notice of right to appeal. Entered On Docket: 1/23/01. (cd) [Entry date 01/23/01]
2/20/2001 4 AMENDED NOTICE of attorney appearance for John Westergaard by Richard J Halloran. (jp) [Entry date 02/21/01]
2/27/2001 5 STIPULATION and ORDER, reset answer due for 4/10/01 for John Westergaard. ( signed by Judge Deborah A. Batts ) (kw)
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