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Strategies & Market Trends : Americans 4 "No Own - No Sell"
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To: Ga Bard who wrote (2)9/30/2001 5:31:20 PM
From: Ga Bard   of 455
 
B. Providing an Exception for Actively Traded Securities
Some of the Commission's anti-manipulation rules assume that highly liquid securities are less vulnerable to manipulation and abuse than securities that are less liquid. For example, Rule 101 of Regulation M has an exception for securities with a public float value of at least $150 million and an average daily trading volume of at least $1 million. A similar approach may be effective for regulating short sales.

Q10. Are highly liquid securities less vulnerable to the abuses that Rule 10a-1 is designed to prevent?

Yes to a degree unless and off-shore anti-american force wants to nail the market with all the non transparency and disclosure America has which should be there to stop the manipulation of our markets. Protect AMerica.

Q11. Are the Regulation M requirements for liquidity under the exception in Rule 101(c)(1) adequate standards for this purpose? If not, what values would work better for this purpose?

More restrictions to prevent abuses like off-shore markets have in place.

Q12. Rule 10a-1 is not focused solely on preventing manipulative activity. Is it appropriate to use these anti-manipulation approaches in the short sale context?

Absolutely. For both regulated and naked.

P2bAAAT & DSAS
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