outstanding find joseph;
To:Captain Jack who wrote (6034)
From: joseph krinsky Wednesday, Oct 3, 2001 2:54 PM
Respond to of 6035
Wed, 3 Oct 2001, 2:52pm EDT
NOTICE ON 38 STOCKS PROBED BY U.S. SEC, FROM CANADIAN WEB SITE
(The following is a formatted version of a document obtained from The Investment
Dealers Association of Canada. This document was confirmed by the sender.)
MEMBER REGULATION
Information Notice regarding U.S. Events
Any Member having dealings with any of the following in the past three years is
required to contact the Association's Enforcement Department at the contact
number or e-mail address noted above.
Al Qaida/Islamic Army
Abu Sayyaf Group
Armed Islamic Group (GIA)
Harakat ul-Mujahidin (HUM)
Al-J had (Egyptian Islamic Jihad)
Islamic Movement of Uzbekistan (IMU)
Asbat al-Ansar
Salafist Group for Call and Combat (GSPC)
Libyan Islamic Fighting Group
Al-Iihaad al-Islamiya (AIAI)
Islamic Army of Aden
Usama bin Laden / Osamna bin Laden
Muhammad Atif (aka, Subhi Abu Sitta, Abu Hafs Al Masri)
Say al-Mi
Shavkh Saiid (aka, Mustafa Muhammad Ahmad)
Abt Hafs the Mauritanian (aka, Mahfouz Ould al-Walid, Khalid
Al-Shanqiti)
Ibn Al-Shaykh al-Libi
Abu Zubaydah (aka, Zayn al-Abidin Muhammad Husayu, Tariq)
Aboal-Hadi ai-Iraqi (aka, Abu Abdallah)
Ayman al-Zawahiri
Thiwat Salah Shihata
Taraq Anwar al-Sayyid Ahmad (aka, Fathi, Amr al-Fatih)
Muhammad Salah (aka, Nasr Fahmi Nasr Hasanayn)
Makhtab Al-Khidamat/AI Kifah
Wafa Humanitarian Organization
Al Rashid Trust
Mamoun Darkazanli Import-Export Company
Furthermore, we would ask members to review the list of securities below. These
are the list of securities the United States Securities and Exchange Commission
is investigating in the United States. We ask that you review same with a view
of determining any unusual trading patterns, particularly any "negative"
trading (e.g., buying put options, writing call options, establishing
substantial short positions), during the period from August 27, 2001 through
September 11, 2001. If you identify such trading, please contact
Alex Popovic, by phone or facsimile.
Ticker Company
BA Boeing Co.
LMT Lockheed Martin Corporation
RTN Raytheon Company
LLL L-3 Communications Holdings
AMR AMR Corp.
CAL Continental Airlines Inc.
DAL Delta Air lines, Inc.
NWAC Northwest Airlines Corp.
LUV Southwest Airlines Co.
UAL UAL Cop.
U US Airways Group, Inc.
GM General Motors Corp.
BAC Bank of America
BK Bank of New York
ONE BankOne
HPC Hercules, Inc.
GRA W.R. Grace & Co.
CCL Carnival Corporation
RCL Royal Caribbean
AHP American Express
C Citigroup Inc.
BSC Bears, Stearns & Co.
LEH Lehman Brothers Holdings, Inc.
MWD Morgan Stanley Dean Witter & Co.
CNA CAN Financial
CI Cigna Group
JHF John Hancock Financial
PGR Progressive Corp.
RSA Royal & Son Alliance
XL XL Capital Ltd.
AIG American International Group, Inc.
AXA Axa-Spons ADR
MET MetLife, Inc.
CB Chubb Corporation (The)
MMC Marsh & McLennan Companies, Inc.
VNO Vornado Realty Trust
LSS Lone Star Technologies Inc.
LTV LTV Corp.
Contact:
A. Popovic:
(416) 943-6904
(bh) PN
-0- (CRL) Oct/03/2001 18:47 GMT
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