Hi all; Institutional ownership of RMBS for 3Q01:
18 stood pat,
37 bought a total of 5,153,323 shares,
51 sold a total of 5,633,819 shares,
a net reduction of 480,496 shares
held by institutions.
27 sold out,
13 started new positions, for a net
reduction of 14 institutions holding RMBS
from 93 to 79.
Owner Name Share Change
WATSON STEPHEN T 1,835,000 1,835,000
VANGUARD GROUP INC 853,167 91,000
US BANCORP \DE\ 4,180 88
UBS WARBURG LLC 63,104 11,404
TEACHERS ADVISORS IN 15,504 700
TAUNUS CORP 226,496 43,689
STATE STREET CORP 777,330 308,379
STATE BOARD OF ADMIN 187,350 21,300
SG COWEN SECURITIES 16,551 16,551
SCHWAB CHARLES INVES 57,900 600
ROLL & ROSS ASSET MA 27,500 27,500
PUBLIC EMPLOYEES RET 118,484 98,880
NUMERIC INVESTORS LI 422,900 422,900
PADCO ADVISORS II IN 10 10
NOMURA SECURITIES CO 5,127 5,127
MORSE ROBERT P 112,020 26,300
MILLENNIUM PARTNERS 28,349 28,349
METROPOLITAN LIFE IN 19,782 5,712
MERRILL LYNCH ASSET 168,200 78,200
MELLON BANK N A 768,887 316,054
MCKEE C S & CO INC 25,000 5,000
MARCO INVESTMENT MAN 2,500 2,500
MANUFACTURERS ADVISE 4,429 4,029
LINDNER ASSET MANAGE 27,700 27,700
LEHMAN BROTHERS HOLD 361,496 27,812
GOLDMAN SACHS GROUP 508,357 16,225
FLEETBOSTON FINANCIA 1,800 1,200
DRESDNER BANK AG /FI 5,600 3,200
DFA INVESTMENT DIMEN 122,100 20,600
CWH ASSOCIATES INC 95,800 95,800
CIBC WORLD MARKETS C 62,640 62,000
CHARLOTTE CAPITAL LL 110,000 110,000
BNP ARBITRAGE SNC 52,762 2,086
BEAR STEARNS & CO IN 85,150 73,956
BARCLAYS GLOBAL INVE 1,563,880 311,967
AXA FINANCIAL INC 29,500 23,200
AMERICAN INTERNATION 25,655 25,655
ALGER FRED MANAGEMEN 1,002,650 1,002,650
WORLD ASSET MANAGEME 33,363 (22,883)
WILSHIRE ASSOCIATES 800 (1,390)
WILKINSON OGRADY & C 0 (1,542,520)
WESTPEAK INVESTMENT 0 (36,200)
WELLS FARGO & CO/MN 1,600 (6,118)
WELLINGTON MANAGEMEN 0 (550,200)
WEINTRAUB CAPITAL MA 0 (151,250)
WADDELL & REED FINAN 0 (434,000)
WACHOVIA CORP CAPITA 0 (12,078)
UBS AMERICAS INC 14,583 (1,115)
TIAA CREF INVESTMENT 548,316 (22,656)
TD ASSET MANAGEMENT 0 (1,600)
RUSSELL FRANK CO/ 0 (400)
RENAISSANCE TECHNOLO 0 (200,301)
QWEST ASSET MANAGEME 0 (34,521)
PRUDENTIAL SECURITIE 16,689 (9,656)
PRUDENTIAL INSURANCE 36,784 (41,216)
PNC FINANCIAL SERVIC 13,125 (3,325)
PILGRIM BAXTER & ASS 0 (27,700)
PARAMETRIC PORTFOLIO 16,135 (3,169)
PADCO ADVISORS INC / 8,464 (3,600)
NYE PARNELL & EMERSO 12,862 (2,259)
NORTHERN TRUST CORP 0 (126,608)
NEUBERGER BERMAN LLC 0 (129,889)
MORGAN STANLEY DEAN 467,352 (479,267)
MERRILL LYNCH & CO I 173,617 (200,330)
MARTINGALE ASSET MAN 0 (45,700)
MACKENZIE FINANCIAL 0 (900)
LEGG MASON INC 7,594 (10,067)
J P MORGAN CHASE & C 10,179 (4,982)
INVESCO INSTITUTIONA 0 (52,100)
INVESCO ASSET MANAGE 0 (40,200)
FMR CORP 400,100 (400)
FIRST QUADRANT L P/C 0 (140,500)
FIRST CITIZENS BANK 0 (27,825)
EMERGING GROWTH MANA 0 (236,300)
CREDIT SUISSE FIRST 106,457 (123,888)
COMMONWEALTH OF PENN 34,400 (4,800)
COMERICA INC /NEW/ 8,300 (500)
CITIGROUP INC 200,644 (147,875)
CFBD I L L C 0 (114,000)
CAXTON ASSOCIATES LL 0 (388,706)
CAPITAL GUARDIAN TRU 813,000 (13,500)
CALIFORNIA PUBLIC EM 320,800 1,800
BOWMAN CAPITAL MANAG 0 (198,800)
BANK ONE CORP/ 800 (875)
BANK OF AMERICA CORP 209,300 (14,850)
BABSON DAVID L & CO 0 (300)
AMARANTH SECURITIES 0 (20,000)
ALLIED IRISH BANKS P 0 (300)
AELTUS INVESTMENT MA 0 (400)
U S TRUST CORP /NY 3,200 0
TRUST CO OF OKLAHOMA 200 0
SSI INVESTMENT MANAG 120 0
SIMMONS FIRST TRUST 132 0
PUTNAM INVESTMENT MA 1,200 0
PROMISTAR TRUST CO 50,000 0
PRIMECAP MANAGEMENT 2,800,000 0
PEOPLES MUTUAL HOLDI 4,000 0
PANAGORA ASSET MANAG 17,340 0
MURPHY CAPITAL MANAG 120 0
MAVERICK CAPITAL LTD 114,200 0
LIBERTYVIEW CAPITAL 1,500 0
GUARANTY TRUST CO OF 100 0
CREDIT SUISSE ASSET 441,812 0
COMMERCE BANK N A/MO 500 0
CITIZENS ADVISERS IN 18,080 0
AMSOUTH BANCORPORATI 1,000 0
AMERICAN EXPRESS FIN 504 0
nasdaq.com`&SortBy=curr_rpt_date&Descending=D&strFilter=T&PageNum=6
-- Carl
P.S. Previous quarter's numbers: #reply-16200387
Also, note that my arithmetic is subject to errors of at least the magnitude of the figures shown here. |
