Stock Attack II - A Complete Analysis Message Board

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Strategies & Market Trends : Stock Attack II - A Complete Analysis

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To: Les H who wrote (24755)	11/26/2001 12:06:36 PM
From: Stephen	Read Replies (1) of 52237

Goldman Sachs continuing their fine run .... Goldman's SLK fined $1 mln by AmEx (GS) By Tomi Kilgore The American Stock Exchange said its disciplinary panel has imposed a $1 million fine on market maker Spear, Leeds & Kellogg (SLK), and ordered the firm to review its supervision of its floor operations. The panel found that Pasquale Schettino, a former managing director of clearance operations at SLK, had initiated and effected unlawful stock and option trades on behalf of Bullseye Securities. Schettino had alow created fake profitable trades for Bullseye and placed losing trades in another member's account without the members' knowledge, the AmEx said. The $1 million fine is the largest disciplinary fine to date imposed by the AmEx. Goldman (GS) , which owns SLK, is ticking 12 cents lower to $90.03. Regards Stephen

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