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Microcap & Penny Stocks : IMMM ( I'm Mad Monk)
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To: CVJ who wrote (1192)6/28/1997 8:58:00 AM
From: Theo   of 1480
 
Chas,

Thanks for the info. In my wild searches for info I somehow had the impresion that EDGAR was a fee based system. Musta got them confused with some other site.

Didn't help though, I couldn't locate ANYTHING about IMMM. Makes me curious though...I was under the impression that a "non-reporting" company would still have to register with the SEC even if they were traded in the "pink" sheets/OTC-BB/etc.,.....? I did manage to fine this tidbit per your advice to check out the Investor Alert. Quote:

"The SEC does not require companies that are raising less than one million dollars to be "registered" at the SEC, but these companies are required to file a "Form D" with the SEC. The Form D is a brief notice which includes the names and addresses of owners and promoters, but little other information. Call the SEC at (202) 942-8090 to get a copy of the Form D. If there isn't a Form D, call the SEC's Office of Investor Education and Assistance at (202) 942-7040. But don't stop there. You should always check with your state securities regulator to see if they have more information about the company and the people behind it, and if your state regulator has cleared the offering for
sale in your state."

Know anything about this Form D? I guess I'll call the SEC myself Monday. Geez what a hassle! Thanks

Theo
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