Americans 4 "No Own - No Sell" Message Board

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Strategies & Market Trends : Americans 4 "No Own - No Sell"

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To: Ga Bard who wrote (451)	12/19/2001 2:16:47 AM
From: joseph krinsky	of 455

Goldman Faces Japan Penalty for Failing to Report Short Selling Tokyo, Dec. 19 (Bloomberg) -- Goldman Sachs Group Inc. faces disciplinary action in Japan for the second time this year as regulators said the brokerage violated Japanese securities law by failing to report its short-selling to the Tokyo Stock Exchange. The Securities and Exchange Surveillance Commission recommended the Financial Services Agency take a disciplinary action against Goldman Sachs for failing to notify the exchange after it sold borrowed shares in expectation it could later buy them back at a lower price, SESC senior official Kimito Nakae said in a press briefing bloomberg.com

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