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Strategies & Market Trends : The Final Frontier - Online Remote Trading

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To: Dan Duchardt who wrote (10019)4/19/2002 10:27:47 AM
From: Bob Kim   of 12617
 
The disclosure issue is a red herring. The disclosures you are likely to see in the future will look something like this:

We received compensation for underwriting services from XYZ company within the last 12 months.

We received compensation for financial advisory services from XYZ company within the last 12 months.

Note, that existing disclosures include:

MLPF&S was a manager of the most recent public offering of securities of the company within the last three years.
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