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Technology Stocks : NUKO INFORMATION SYSTEMS
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To: Peter Shaw who wrote (2416)7/14/1997 3:15:00 PM
From: Madeleine Harrison   of 3509
 
Form 4:

The U.S. Securities Exchange Commission (SEC) document that must be filled out by insiders when
they buy or sell their own company's shares. The transaction must be filed by the 10th day of the
month following the trade. Most insiders are diligent, and there are typically more Form 4s filed with
the SEC in the second week of the month as insiders rush to meet this deadline.

Form 144:

The U.S. Securities Exchange Commission document filed by holders of restricted securities to give
notice of their intent to sell. Securities may be restricted under terms of an initial public offering, a
venture capital investment, or stock-option compensation, among other things. Sales of shares
typically occur soon after a Form 144 is filed.

Not all filers of Form 144s are "insiders" as defined by the SEC. But if the seller of the restricted stock
is an insider, you will likely see a Form 4 the following month. Form 144s are therefore a harbinger of
activity for Form 4 sales.
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