The table below is from the Proxy Statement as of April 7, 1997:
sec.gov
SECURITY OWNERSHIP OF PRINCIPAL STOCKHOLDERS AND MANAGEMENT The following table sets forth the beneficial ownership of the Company's Common Stock as of April 7, 1997 as to (i) each person who is known by the Company to beneficially own more than five percent of the Company's Common Stock, (ii) each of the Company's directors, (iii) each of the executive officers named in the Summary Compensation Table, and (iv) all directors and executive officers as a group. Norwest Equity Partners IV............857,584 9.35% Merrill, Pickard, Anderson & Eyre IV..458,281 5.00% Promod Haque(2).......................857,584 9.35% W. Jeffers Pickard(3).................461,218 5.03% Rakesh Kumar(4).......................257,498 2.81% Frank J. Caufield(5)..................201,012 2.19% Lucio L. Lanza(6).....................120,283 1.31% Charles Edwards(7).................... 82,860 * Robert W. Johnson, Ph.D(8)............ 50,833 * Sebastian J. Nardecchia(9)............ 48,750 * Delbert W. Yocam(10).................. 26,667 * Dennis R. Mahoney(11)................. 19,999 * James L. Harre(12).................... 7,000 * All exec. officers and directors......2,133,704 23.27%
* Less than 1.00%. A few quick notes on this table:
- Haque is a general partner of Norwest Equity Partners. - Pickard is a general partner of Merrill, Pickard, Anderson & Eyre. - Caufield is a general partner of Kleiner Perkins Caufield & Byers. - Many of the insiders security ownership is in the form of options exercisable within 60 days of April 7, 1997. |