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Strategies & Market Trends : Galapagos Islands

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To: Jorj X Mckie who wrote (11382)	11/6/2002 8:57:44 AM
From: Jorj X Mckie	Read Replies (1) of 57110

07:11 ET GS Goldman Sachs, JP Morgan may face civil charges in IPO case (76.74) The Wall Street Journal reports that the enforcement staff of the SEC has notified Goldman Sachs that it has recommended filing civil securities-fraud and market-manipulation charges against the firm for allegedly steering IPOs to investors who signaled plans to buy additional shares. JP Morgan was also notified that its securities unit could face similar civil charges for IPO laddering.

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