EURONET SECURITIES CORP. WILLIAM PRESTON STRONG BOILER ROOM OPERATOR (CRD Number: 703589)
.....................BEWARE OF THIS CROOK
BOILER ROOM OPERATOR WILLIAM PRESTON STRONG FAILS TO STATE IN HIS CRD (CRD Number: 703589) THAT HE ALSO OWNS OFFSHORE OXFORD INTERNATIONAL MANAGEMENT (cease-and-desist order Message 18384149 ) AND PT PASIFICA AS DISCLOSED IN WALL STREET JOURNAL AND THAT HE WAS A BOILER ROOM BROKER FOR INTERNATIONAL ASSET MANAGMENT, THE AMBER GROUP AND AMBER CAPITAL ASSETS.
A CLEAR VIOLATION OF THE RULES AND A CLEAR CRIME AGAINST SOCIETY. NASDAQ CONTINUES TO LOOK THE OTHER WAY!!
NASD Public Disclosure Program December 30, 2002 Page 2
This information is current as of: 12/22/2002
________________________________________________________________________________
NASD Registered Person: WILLIAM PRESTON STRONG
CRD Number: 703589
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CURRENT EMPLOYMENT
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This section provides all current employments (investment-related and
non-investment related) as reported on the broker's Form U-4. It displays the
name of the employing firm that employs this broker, the firm's CRD number (if
applicable), the location of the office where the broker is employed, and the
broker's start date.
If the broker is currently employed with an investment adviser, the investment
adviser's name and CRD number will display. However, additional information is
not available on investment advisers through the Public Disclosure Program as
they are not NASD registered firms.
If the broker is currently employed with a firm registered with any
self-regulatory organization other than NASD (e.g., the NYSE), either the
firm's name or "Other Business" will display as the Employing Firm. To obtain
the firm's name when "Other Business" displays as the Employing Firm, please
call the Public Disclosure Call Center Hotline number, 1-800-289-9999.
A Firm CRD Number will not display for employing firms that are not NASD
registered firms. Information on these employing firms is not available through
the Public Disclosure Program.
This section also provides the jurisdictions with which the broker is currently
registered or licensed to do business, the category of each registration, and
the date on which the registration approval was granted.
**************** CURRENT EMPLOYMENT (1 of 1) ****************
Employing Firm: EURONET SECURITIES CORP.
Firm CRD Number: 48010
Office of Employment address: CASTELLO, 128
PLANTA BAJA
MADRID 28006
SPAIN
Start Date: 07/26/2002 End Date: to present
Registrations:
Jurisdiction/SRO Category Status As Of Date
NASD General Securities Approved 11/18/2002
Principal
NASD General Securities Approved 11/18/2002
Representative
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PREVIOUS EMPLOYMENT
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This section provides 10 years of an individual's employment history. If the
individual is currently registered with NASD, employment history will be
displayed for the previous 10 years. If the individual is not currently
registered with NASD, employment history will be displayed for the 10 years
prior to termination of the registration. The firm's CRD number, the office of
employment address where the broker was employed, and the dates of employment
will be displayed.
If the broker was previously employed with an investment adviser, the investment
adviser's name and CRD number will display. However, additional information is
not available on investment advisers through the Public Disclosure Program as
they are not NASD registered firms.
If the broker was previously employed with a firm registered with any
self-regulatory organization other than NASD (e.g., the NYSE), either the
firm's name or "Other Business" will display as the Employing Firm. To obtain
the firm's name when "Other Business" displays as the Employing Firm, please
call the Public Disclosure Call Center Hotline number, 1-800-289-9999.
A Firm CRD Number will not display for employing firms that are not NASD
registered firms. Information on these employing firms is not available through
the Public Disclosure Program.
*************** PREVIOUS EMPLOYMENT (1 of 9) ***************
Employing Firm: WORLD TRADE FINANCIAL CORPORATION
Firm CRD Number:
Office of Employment address: LA JOLLA, CA
Start Date: 04/1998 End Date: 08/2000
NASD Public Disclosure Program December 30, 2002 Page 3
This information is current as of: 12/22/2002
________________________________________________________________________________
NASD Registered Person: WILLIAM PRESTON STRONG
CRD Number: 703589
PREVIOUS EMPLOYMENT(cont.)
*************** PREVIOUS EMPLOYMENT (2 of 9) ***************
Employing Firm: PACIFIC CONTINENTAL SECURITIES CORPORATION
Firm CRD Number:
Office of Employment address: BEVERLY HILLS, CA
Start Date: 03/1996 End Date: 04/1998
*************** PREVIOUS EMPLOYMENT (3 of 9) ***************
Employing Firm: SELF EMPLOYED
Firm CRD Number:
Office of Employment address: SD, CA
Start Date: 10/1995 End Date: 03/1996
*************** PREVIOUS EMPLOYMENT (4 of 9) ***************
Employing Firm: A.M. RAZO & COMPANY SECURITIES, INC.
Firm CRD Number:
Office of Employment address: IRVINE, CA
Start Date: 08/1995 End Date: 10/1995
*************** PREVIOUS EMPLOYMENT (5 of 9) ***************
Employing Firm: SELF EMPLOYED
Firm CRD Number:
Office of Employment address: LA JOLLA, CA
Start Date: 08/1994 End Date: 08/1995
*************** PREVIOUS EMPLOYMENT (6 of 9) ***************
Employing Firm: A. T. BROD & CO. INC.
Firm CRD Number:
Office of Employment address: LA JOLLA, CA
Start Date: 07/1994 End Date: 08/1994
*************** PREVIOUS EMPLOYMENT (7 of 9) ***************
Employing Firm: SELF EMPLOYED
Firm CRD Number:
Office of Employment address: LA JOLLA, CA
Start Date: 06/1994 End Date: 08/1995
*************** PREVIOUS EMPLOYMENT (8 of 9) ***************
Employing Firm: JUDICATE
Firm CRD Number:
Office of Employment address: IRVINE, CA
Start Date: 08/1992 End Date: 06/1994
*************** PREVIOUS EMPLOYMENT (9 of 9) ***************
Employing Firm: SELF EMPLOYED CONSULTANT
Firm CRD Number:
Office of Employment address: SAN DIEGO, CA
Start Date: 11/1989 End Date: 07/1994 |
