U.S. District Court
for the Southern District of Ohio (Columbus)
CIVIL DOCKET FOR CASE #: 03-CV-326
United States Sec v. Sierra Brokerage, et al
Filed: 04/11/03
Assigned to: Judge John D. Holschuh
Referred to: Mag. Judge Mark R. Abel
Demand: $0,000
Nature of Suit: 850
Lead Docket: None
Jurisdiction: US Plaintiff
Dkt# in other court: None
Cause: 15:77 Securities Fraud
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UNITED STATES SECURITIES AND Amy S Cotter
EXCHANGE COMMISSION [COR LD NTC]
plaintiff Securities and Exchange
Commission
Northwestern Atrium Center
500 West Madison Street
Suite 1400
Chicago, IL 60661
Tracy W Lo
[COR LD NTC]
Securities & Exchange
Commission
Midwest Regional Office
175 W Jackson Boulevard
Suite 900
Chicago, IL 60604-2615
312-353-7390
FTS 353-7398
v.
SIERRA BROKERAGE SERVICES INC, Sierra Brokerage Services Inc
c/o Jeffery A Richardson [COR LD NTC] [PRO SE]
President 2000 Bethel Road
defendant Columbus, OH 43220
RICHARD GEIGER Richard Geiger
defendant [COR LD NTC] [PRO SE]
66 Waldheim Road
Morton, IL 61550
JEFFREY A RICHARDSON Jeffrey A Richardson
defendant [COR LD NTC] [PRO SE]
4378 Hickory Wood Drive
Columbus, OH 43228
AARON TSAI Aaron Tsai
defendant [COR LD NTC] [PRO SE]
17 N. Governor St
Evansville, IN 47711
MICHAEL M MARKOW S Lee Terry, Jr
defendant 303-892-7484
[COR LD NTC]
Davis Graham & Stubbs LLP - 2
1550 Seventeenth Street
Suite 500
Denver, CO 80202
303-892-9400
FTS 893-1379
GLOBAL GUARANTEE CORPORATION S Lee Terry, Jr
defendant (See above)
[COR LD NTC]
FRANCOIS GOELO Francois Goelo
defendant [COR LD NTC] [PRO SE]
PO Box 10910
Grand Cayman,,
Cayman Isl
YONGZHI YANG Irving M Einhorn
defendant [COR LD NTC]
11900 Olympic Boulevard
Suite 510
Los Angeles, CA 90064-1151
310-207-8994
FTS 442-7663
K&J CONSULTING, c/o Yongzhi Irving M Einhorn
Yang (See above)
defendant [COR LD NTC]
KE LUO Irving M Einhorn
defendant (See above)
[COR LD NTC]
M&M MANAGEMENT LTD, c/o Ke Luo Irving M Einhorn
defendant (See above)
[COR LD NTC]
JEROME B ARMSTRONG Irving M Einhorn
defendant (See above)
[COR LD NTC]
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DOCKET PROCEEDINGS
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DATE # DOCKET ENTRY
4/11/03 1 COMPLAINT (referred to Mag. Judge Mark R. Abel ) ( no.
pgs: 31) (sln) [Entry date 04/14/03]
4/11/03 2 MOTION by plt for admission of attorney Cotter & Lo pro
hac vice ( no pgs: 3) (fee waived) (sln)
[Entry date 04/14/03]
4/11/03 -- Summons issued as to all dfts' (sln) [Entry date 04/14/03]
4/15/03 3 ORDER by Mag. Judge Mark R. Abel granting motion for
admission of attorney Cotter & Lo pro hac vice [2-1] (cc:
all counsel) ( no pgs: 1) (jc) [Entry date 04/16/03]
5/1/03 -- Mail Returned [3-1] addressed to Amy S Cotter for plaintiff
United States Sec (jc) [Entry date 05/08/03]
5/5/03 4 MOTION by defendant Jerome B Armstrong for appointment of
counsel ( no pgs: 1) (jc) [Entry date 05/08/03]
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Case Flags:
REFER
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END OF DOCKET: 2:03cv326 |
