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Biotech / Medical : GUMM - Eliminate the Common Cold

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To: Mike M who wrote ()5/22/2003 12:23:58 PM
From: StockDung   of 5582
 
EURO-ATLANTIC SECURITIES INC GRADUATE. 12/16/96 THE MOB ON WALL STREET--PART 2
... Mob contingent is Dominick ''Black Dom'' Dinassio, who is said by Street and law-enforcement
sources to hold sway over Euro-Atlantic Securities, a Manhattan ...

businessweek.com

File for: Data Current as of: 05/22/2003
CRD# 1230968
JOSEPH EDWARD CONTI

PREVIOUS EMPLOYMENT

This section provides 10 years of an individual's employment history. If the individual is currently registered with NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with NASD, employment history will be displayed for the 10 years prior to termination of the registration. The firm's CRD number, the office of employment address where the broker was employed, and the dates of employment will be displayed.

If the broker was previously employed with an investment adviser, the investment adviser's name and CRD number will display. However, additional information is not available on investment advisers through the Public Disclosure Program as they are not NASD registered firms.

If the broker was previously employed with a firm registered with any self-regulatory organization other than NASD (e.g., the NYSE), either the firm's name or "Other Business" will display as the Employing Firm. To obtain the firm's name when "Other Business" displays as the Employing Firm, please call the Public Disclosure Call Center Hotline number, 1-800-289-9999.

A Firm CRD Number will not display for employing firms that are not NASD registered firms. Information on these employing firms is not available through the Public Disclosure Program.

Employing Firm: THE AGEAN GROUP, INC
Firm CRD Number:
Office of Employment
Address: BOCA RATON, FL
Start Date: 03/1995
End Date: 06/1999

Employing Firm: EURO-ATLANTIC SECURITIES INC.
Firm CRD Number:
Office of Employment
Address: BOCA RATON, FL
Start Date: 07/1994
End Date: 04/1995

Employing Firm: JOSEPHTHAL LYON & ROSS INCORPORATED
Firm CRD Number:
Office of Employment
Address: BOCA RATON, FL
Start Date: 10/1992
End Date: 07/1994
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