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Biotech / Medical : GUMM - Eliminate the Common Cold
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To: Mike M who wrote ()5/22/2003 8:14:29 PM
From: StockDung   of 5582
 
New Regulatory Tip Form
---------------------------------
Recently, NASD revised its online Regulatory Tip form. If
you are aware of unfair practices or specific instances of
abusive conduct, NASD wants to know about it immediately.
Often, violations of our rules and the federal securities
regulations come to light through the receipt and investigation
of regulatory tips from members of the industry and
other industry professionals.

Tips can be made online at
nasdr.com or mailed or faxed to:
NASD - Regulatory Tips
1735 K Street, NW
Washington, DC 20006-1500
Fax: 866-397-3290

All regulatory tip information received will be treated in
confidence to the fullest extent possible. NASD, however,
cannot guarantee that during the course of a related
investigation or possible prosecution of the matter that the
identity or documents of the source of a regulatory tip will not
become known.
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