Salomon Greys head trader a Pacific Cortez Graduate which was charged by Sec.
File for: Data Current as of: 07/17/2003
CRD# 2956030
CHRISTOPHER JAMES ROUNDTREE
ALL CURRENT EMPLOYMENTS
This section provides all current employments (investment-related and non-investment related) as reported on the broker's Form U-4. It displays the name of the employing firm that employs this broker, the firm's CRD number (if applicable), the location of the office where the broker is employed, and the broker's start date.
To view information on NASD registered firms, you can click on the firm name hyperlink.
If the broker is currently employed with an investment adviser, the investment adviser's name and CRD number will display. However, additional information is not available on investment advisers through the Public Disclosure Program as they are not NASD registered firms.
If the broker is currently employed with a firm registered with any self-regulatory organization other than NASD (e.g., the NYSE), either the firm's name or "Other Business" will display as the Employing Firm. To obtain the firm's name when "Other Business" displays as the Employing Firm, please call the Public Disclosure Call Center Hotline number, 1-800-289-9999.
A Firm CRD Number will not display for employing firms that are not NASD registered firms. Information on these employing firms is not available through the Public Disclosure Program.
Employing Firm: SALOMON GREY FINANCIAL CORPORATION
Firm CRD Number: 43413
Office of Employment
Address: 5430 LBJ FRWY
SUITE 1626
DALLAS, TX 75240
Start Date: 01/01/1999
End Date: to present
Other Business
No data in this category.
File for: Data Current as of: 07/17/2003
CRD# 2956030
CHRISTOPHER JAMES ROUNDTREE
PREVIOUS EMPLOYMENT
This section provides 10 years of an individual's employment history. If the individual is currently registered with NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with NASD, employment history will be displayed for the 10 years prior to termination of the registration. The firm's CRD number, the office of employment address where the broker was employed, and the dates of employment will be displayed.
If the broker was previously employed with an investment adviser, the investment adviser's name and CRD number will display. However, additional information is not available on investment advisers through the Public Disclosure Program as they are not NASD registered firms.
If the broker was previously employed with a firm registered with any self-regulatory organization other than NASD (e.g., the NYSE), either the firm's name or "Other Business" will display as the Employing Firm. To obtain the firm's name when "Other Business" displays as the Employing Firm, please call the Public Disclosure Call Center Hotline number, 1-800-289-9999.
A Firm CRD Number will not display for employing firms that are not NASD registered firms. Information on these employing firms is not available through the Public Disclosure Program.
Employing Firm: PACIFIC CORTEZ SECURITIES INCORPORATED
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 09/1997
End Date: 12/1998
Employing Firm: NETWORK STAFFING
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 06/1997
End Date: 08/1997
Employing Firm: ADVANCED TELEMARKETING CORP
Firm CRD Number:
Office of Employment
Address: ADDISON, TX
Start Date: 01/1997
End Date: 06/1997
Employing Firm: COOPER'S INSTITUTE FOR AEROBIC RESEARCH
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 06/1996
End Date: 07/1997
Employing Firm: PALM BEACH TAN
Firm CRD Number:
Office of Employment
Address: IRVING, TX
Start Date: 06/1996
End Date: 01/1997
Employing Firm: BROOKHAVEN COLLEGE
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 01/1996
End Date: 08/1997
Employing Firm: BROOKHAVEN COMMUNITY COLLEGE
Firm CRD Number:
Office of Employment
Address: FARMERS BRANCH, TX
Start Date: 01/1996
End Date: 08/1997
Employing Firm: RICHLAND COMMUNITY COLLEGE
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 08/1995
End Date: 12/1995
Employing Firm: SUMMER VACATION
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 06/1995
End Date: 08/1995
Employing Firm: MACAURTHER HIGH SCHOOL
Firm CRD Number:
Office of Employment
Address: IRVING, TX
Start Date: 08/1994
End Date: 05/1995
Employing Firm: SUMMER SCHOOL BERKNER HS
Firm CRD Number:
Office of Employment
Address: RICHARDSON, TX
Start Date: 06/1994
End Date: 08/1994
Employing Firm: NETWORK STAFFING
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 01/1994
End Date: 06/1994
Employing Firm: CALLOWAY'S NURSERY
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 05/1993
End Date: 03/1994
Employing Firm: LHHS
Firm CRD Number:
Office of Employment
Address: DALLAS, TX
Start Date: 08/1992
End Date: 06/1994 |
