GUMM - Eliminate the Common Cold Message Board

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Biotech / Medical : GUMM - Eliminate the Common Cold

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To: Street Walker who started this subject	10/1/2003 11:15:30 PM
From: StockDung	of 5582

GUNNALLEN HEAD TRADER ALSO A MOB INFILTRATED SOVEREIGN EQUITY MANAGEMENT CORP. GRADUATE NASD Registered Person: ALEXIS JOSE RIVERA CRD Number: 1656738 CURRENT EMPLOYMENT ************** CURRENT EMPLOYMENT (1 of 1) ************ Employing Firm: GUNNALLEN FINANCIAL, INC Firm CRD Number: 17609 Office of Employment address: 1715 N. WESTSHORE BLVD. SUITE 775 TAMPA, FL 33607 Start Date: 03/18/1997 End Date: to present *********** PREVIOUS EMPLOYMENT (1 of 1) *********** NASD Public Disclosure Program August 18, 2003 Page 3 This information is current as of: 08/18/2003 ________________________________________________________________________________ NASD Registered Person: ALEXIS JOSE RIVERA CRD Number: 1656738 PREVIOUS EMPLOYMENT(cont.) Employing Firm: SOVEREIGN EQUITY MANAGEMENT CORP. Firm CRD Number: Office of Employment address: BOCA RATON, FL Start Date: 06/1992 End Date: 03/1997 NO DISCLOSURE INFORMATION ******** END OF REPORT **********

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