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Biotech / Medical : GUMM - Eliminate the Common Cold
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To: Street Walker who started this subject10/3/2003 2:29:10 PM
From: StockDung   of 5582
 
Looks like Mob Boiler Room Soveriegn Equity (SEMC)was also fond of curing the common cold in 1997 as well as Kensington Securites Inc. (KENN)and Gunnallen (GUNN)

ONE BIG HAPPY PARTY WHICH THE STATE ATTORNEY GENERAL OF NEW YORK IN THE MICROCAP FRAUD REPORT DISCRIBED AS ONE OF THE MANIPULATED SECURITIES

M a r k e t M a k e r A c t i v i t y Page 1 /3
MATRIXX INITIATIVES INC NNM Range 3/97- 4/97 Sort by T-Total
ID Name Total % Non-Block % Block %
1) WIEN Wien Securities Corp. 429295 12 419295 12 10000 7
2) SEMC Sovereign Equity Management 376224 11 361224 11 15000 10
3) JOSE Josephthal Lyon & Ross 369974 10 339974 10 30000 20
4) NITE Knight Securities LP 324308 9 324308 9 0 0
5) KENN 275330 8 265330 8 10000 7
6) SHWD NDB Capital Markets Corp 274108 8 241108 7 33000 22
7) MHMY Crown Financial Group, Inc. 216612 6 206612 6 10000 7
8) MASH 169850 5 169850 5 0 0
9) FSCO Fiero Brothers Inc. 168745 5 168745 5 0 0
10) FAHN Fahnestock & Co., Inc. 158365 4 158365 5 0 0
11) GNLN Gunnallen Financial, Inc. 157075 4 137075 4 20000 13
12) NAIB Global Partners Securities 139395 4 139395 4 0 0
13) HRZG 126110 4 126110 4 0 0
14) PARA Paradise Valley Securities 123838 4 112838 3 11000 7
15) NAWE Nash, Weiss & Co. 63199 2 63199 2 0 0
16) PGON Paragon Capital Corporation 35220 1 25220 1 10000 7
17) RKEL Rickel & Associates Inc. 30245 1 30245 1 0 0
18) TAJG Taj Global Equities 24000 1 24000 1 0 0
19) WSEI Wall Street Equities Inc. 18980 1 18980 1 0 0
20) DLCR D.L. Cromwell Investments I 18500 1 18500 1 0 0
M a r k e t M a k e r A c t i v i t y Page 2 /3
MATRIXX INITIATIVES INC NM Range 3/97- 4/97 Sort by T-Total
ID Name Total % Non-Block % Block %
1) PRMX Primex Prime Electronic Exe 17000 1 17000 1 0 0
2) JDAI John Dawson & Associated In 11400 0 11400 0 0 0
3) DATK 11300 0 11300 0 0 0
4) SHRP Sharpe Capital Inc. 9500 0 9500 0 0 0
5) BEST Bear, Stearns & Co., Inc. 6250 0 6250 0 0 0
6) JBOC J.B. Oxford & Co. 5500 0 5500 0 0 0
7) RPRC R.P.R. Clearing Services 4450 0 4450 0 0 0
8) INCA Instinet Corporation 4300 0 4300 0 0 0
9) RYCO S.W. Ryan & Co Inc. 3230 0 3230 0 0 0
10) ECAP 3000 0 3000 0 0 0
11) DIRA Direct Access Brokerage 2635 0 2635 0 0 0
12) LEXX Lexington Capital Corporati 2525 0 2525 0 0 0
13) BNYN Banyan Securities 2200 0 2200 0 0 0
14) SPLM Spelman & Co., Inc. 2000 0 2000 0 0 0
15) JWCI JW Genesis Clearing Corp. 1900 0 1900 0 0 0
16) DRIE Driehaus Securities Corp. 900 0 900 0 0 0
17) SMMO Smith, Moore & Co. 500 0 500 0 0 0
18) SILK Spear, Leeds & Kellogg 400 0 400 0 0 0
19) LASS LaSalle St. Securities, Inc 380 0 380 0 0 0
20) ROCK Shamrock Partners Ltd. 300 0 300 0 0 0
M a r k e t M a k e r A c t i v i t y Page 3 /3
MATRIXX INITIATIVES INC NNM Range 3/97- 4/97 Sort by T-Total
ID Name Total % Non-Block % Block %
1) FOXX Fox and Co. 200 0 200 0 0 0
2) MPAC MPAC Capital Partners 200 0 200 0 0 0
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