GUMM - Eliminate the Common Cold Message Board

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Biotech / Medical : GUMM - Eliminate the Common Cold

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To: DanZ who wrote (4945)	12/4/2003 9:57:43 PM
From: StockDung	of 5582

BOILER ROOM UPDATE->GunnAllen Financial, Inc., Errol Vaughn Wilson, Brett A. Kantor, and Pierre J. Carrenard, Tampa, FL. File No. S-03249(LX). A Summary Order of Suspension (of Broker-Dealer License) was issued against the firm, and Summary Orders of Prohibition were issued against the individuals based on allegations of failure to supervise, and unethical and unlicensed agent activity. Orders Issued: November 04, 2003 Petition (PDF: 120 KB/ 2 pages) GunnAllen Financial, Inc. Order (PDF: 62 KB/ 2 pages) Errol Vaughn Wilson Order (PDF: 53 KB/ 2 pages) Brett A. Kantor Order (PDF: 53 KB/ 2 pages) Pierre J. Carrenard Order (PDF: 53 KB/ 2 pages) wdfi.org

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