Equities Initial Listing and Annual Listing Fees
Number of Shares Initial Listing* Annual
Up to 5 million $35,000 $15,000
5+ to 10 million $45,000 $17,500
10+ to 15 million $55,000 $20,000
15+ to 25 million $65,000 $20,000
25+ to 50 million $65,000 $22,500
More than 50 million $65,000 $30,000
* The initial listing fee includes a one-time $5,000 application processing charge, of which $1,500 is non-refundable. Non-U.S. issuer applicants pay 50 percent of the initial listing fee, to a maximum of $32,500.
Additional Shares Previously Listed Equity Issues—Additional shares are subject to a $.02 per share listing fee, per application, subject to a minimum fee of $2,000 (for 100,000 shares or less) and a maximum fee of $22,500 (for 1.125 million shares or more). The maximum fee for listing additional shares is $45,000 per year.
In cases where a new class of securities is to be listed in substitution for a previously listed class, there is a fee of $5,000 in addition to the normal per share listing fee.
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