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Microcap & Penny Stocks : AVBC Aqua Vie Beverage Corp.
AVBC 14.87+0.6%Oct 31 9:30 AM EDT

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To: Frank Fontaine who wrote (16967)2/24/2004 8:20:31 AM
From: Hawkmoon   of 16988
 
The Commission is seeking injunctive relief with respect to all three defendants; disgorgement, pre-judgment interest, civil monetary penalties and penny-stock bar from Gillespie and Wozniak, and with respect to Gillespie only, a penny-stock bar.

Penny stock bar? This is a phrase I haven't heard before...

Barred from being a member of any small, publicly traded, company??

But not barred from being part of a larger company??

Interesting...

Also... this is a civil suit, not a criminal complaint... Guess Gillespie knew how to "walk that fine line" and keep himself out of jail...

Hawk
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