Elgindy & DTC
Robert C Stone, (561) 995-9350, 2255 Glades Rd, Boca Raton, FL 33431
U.S. District Court
Southern District of Florida (W.Palm Beach)
CIVIL DOCKET FOR CASE #: 04-CV-80403
Capece v. Elgindy, et al
Filed: 04/28/04
Assigned to: Judge Kenneth L. Ryskamp
Jury demand: Plaintiff
Demand: $49,000,000
Nature of Suit: 850
Lead Docket: None
Jurisdiction: Federal Question
Dkt# in other court: None
Cause: 15:0078 Securities Exchange Act
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LOUIS R. CAPECE, JR. Robert Charles Stone
plaintiff FTS 338-4807
[COR LD NTC]
Robert C. Stone
555 S Federal Highway
Suite 270
Boca Raton, FL 33432
561-338-4844
v.
ANTHONY ELGINDY
defendant
ELGINDY SITES
defendant
ROBERT HANSEN ELGINDY
defendant
DEPOSITORY TRUST COMPANY, a Matthew Henry Triggs
New York Limited Purpose Trust FTS 241-7145
Company [COR LD NTC]
defendant Proskauer Rose
2255 Glades Road
Suite 340 West
Boca Raton, FL 33431-7360
561-241-7400
BRADLEY ABELOW Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
MICHAEL C. BODSON Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
JONATHAN E. BEYMAN
defendant
FRANK J. BISIGNANO Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
STEPHENS P. CASPER Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
JILL M. CONSIDINE Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
PAUL F. COSTELLO Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
DONALD F. DONAHUE Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
MARY M. FENOGLIO Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
GEORGE HRABOVSHY Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
RONALD J. KESSLER Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
CATHERINE KINNEY Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
PETER B. MADOFF Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
EILEEN K. MURRAY Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
JAMES P. PALERMO Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
THOMAS J. PERNA Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
RONALD PURPORA Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
DOUGLAS SHULMAN Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
ROBERT H. SILVER Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
DENNIS J. DIRKS Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
THOMPSON M. SWAYNE Matthew Henry Triggs
defendant (See above)
[COR LD NTC]
KNIGHT SECURITIES, LP
defendant
SCHWAB CAPITAL MARKETS, L.P.
defendant
LEEDS AND KELLOG
defendant
M. H. MYERSON
defendant
AMERITRADE, INC.
defendant
MORGAN STANLEY
defendant
GLOBAL SECURITIES OF CANADA
defendant
E-TRADE
defendant
FIERO BROTHERS
defendant
TD-WATERHOUSE Peter Bedford King
defendant FTS 229-8313
[COR LD NTC]
Fowler White Boggs Banker
501 E Kennedy Boulevard
Suite 1700 PO Box 1438
Tampa, FL 33601-1438
813-228-7411
JEFFERIES & COMPANY , INC.
defendant
BEAR STEARNS & CO., INC. Holly Robin Skolnick
defendant FTS 579-0717
305-579-0860
[COR LD NTC]
Eliot Pedrosa
FTS 579-0717
[COR LD NTC]
Greenberg Traurig
1221 Brickell Avenue
Miami, FL 33131
305-579-0500
David E. Koropp
FTS 558-5700
312-558-5146
[COR LD NTC]
Winston & Strawn
35 W Wacker Drive
Chicago, IL 60601
312-558-5600
FLORIDA DISCOUNT BROKERS
defendant
PACIFIC SECURITIES OF CANADA
defendant
FLEET TRADING Alex Joseph Sabo, II
defendant FTS 499-7969
[COR LD NTC]
Bressler Amery & Ross
PO Box 279807
Miramar, FL 33027
954-332-3817
INSTINET CORP. Alex Joseph Sabo, II
defendant (See above)
[COR LD NTC]
GRUNTAL & COMPANY
defendant
ARCHIPELAGO LLC
defendant
ING BARINGS FURMAN SELZ
defendant
FIRST BERMUDA
defendant
DLJ Holly Robin Skolnick
defendant (See above)
[COR LD NTC]
Eliot Pedrosa
(See above)
[COR LD NTC]
David E. Koropp
(See above)
[COR LD NTC]
DATEK
defendant
SHERWOOD SECURITIES
defendant
DEPSITORY TRUST AND CLEARING
CORPORATION, a New York
corporation
defendant
DREYFUS BROKERAGE SERVICES Mary Catherine Hite
INC. FTS 373-6914
defendant [COR LD NTC]
Anania Bandklayder Blackwell &
Baumgarten
NationsBank Tower
100 SE 2nd Street
Suite 4300
Miami, FL 33131-2144
305-373-4900
ALL DEFENDANTS Holly Robin Skolnick
defendant (See above)
[COR LD NTC]
Eliot Pedrosa
(See above)
[COR LD NTC]
--------------------------------------------------------------------------------
DOCKET PROCEEDINGS
--------------------------------------------------------------------------------
DATE # DOCKET ENTRY
4/28/04 1 COMPLAINT filed; FILING FEE $150.00 RECEIPT # 720376 ;
Magistrate Judge Ann E. Vitunac (rb)
4/30/04 2 PRDER OF PRETRAIL PROCEDURES: PRETRIAL ORDER filed: (
Signed by Judge Kenneth L. Ryskamp on 4/30/04) [EOD Date:
5/3/04] (pa) [Entry date 05/03/04]
5/12/04 3 SUMMONS(ES) issued for DLJ (cj) [Entry date 05/13/04]
5/12/04 4 SUMMONS(ES) issued for Datek (cj) [Entry date 05/13/04]
5/12/04 5 SUMMONS(ES) issued for Depository Trust Com (cj)
[Entry date 05/13/04]
5/12/04 6 SUMMONS(ES) issued for Depository Trust Com (cj)
[Entry date 05/13/04]
5/12/04 7 SUMMONS(ES) issued for Fleet Trading (cj)
[Entry date 05/13/04]
5/12/04 8 SUMMONS(ES) issued for Bear Stearns & Co. (cj)
[Entry date 05/13/04]
5/12/04 9 SUMMONS(ES) issued for TD-Waterhouse (cj)
[Entry date 05/13/04]
5/12/04 10 SUMMONS(ES) issued for Instinet Corp. (cj)
[Entry date 05/13/04]
5/12/04 11 SUMMONS(ES) issued for Gruntal & Company (cj)
[Entry date 05/13/04]
5/12/04 12 SUMMONS(ES) issued for Archipelago LLC (cj)
[Entry date 05/13/04]
5/12/04 13 SUMMONS(ES) issued Dreyfus Brokerage Services, Inc.
registered agent CT Corporation System (cj)
[Entry date 05/13/04]
5/12/04 14 SUMMONS(ES) issued for Sherwood Securities (cj)
[Entry date 05/13/04]
6/1/04 15 NOTICE of filing "origianl affidavit of service and
original summons": for TD Waterhouse, Gruntal & Co.,
Dreyfus Brokerage Services, Inc., Archipelago Securities,
LLC, DLJ Holdings, Inc., Bear Stearns & Co., Instricnt
Corportion, Sherwood Securities, LLC, Depository Trust
Company, Depository Trust Clearing Corporation, by Louis
R. Capece Jr. (pa) [Entry date 06/02/04]
6/1/04 17 RETURN OF SERVICE executed for Gruntal & Company on 5/17/04
Answer due on 6/7/04 for Gruntal & Company (pa)
[Entry date 06/02/04]
6/1/04 18 RETURN OF SERVICE executed for Dreyfus Broerage on 5/17/04
Answer due on 6/7/04 for Dreyfus Broerage (pa)
[Entry date 06/02/04]
6/1/04 19 RETURN OF SERVICE executed for Archipelago LLC on 5/17/04
Answer due on 6/7/04 for Archipelago LLC (pa)
[Entry date 06/02/04]
6/1/04 20 RETURN OF SERVICE executed for DLJ on 5/18/04 Answer due on
6/7/04 for DLJ (pa) [Entry date 06/02/04]
6/1/04 21 RETURN OF SERVICE executed for Bear Stearns & Co. on
5/17/04 Answer due on 6/7/04 for Bear Stearns & Co. (pa)
[Entry date 06/02/04]
6/1/04 22 RETURN OF SERVICE executed for Instinet Corp. on 5/17/04
Answer due on 6/7/04 for Instinet Corp. (pa)
[Entry date 06/02/04]
6/1/04 23 RETURN OF SERVICE executed for Sherwood Securities on
5/19/04 Answer due on 6/8/04 for Sherwood Securities (pa)
[Entry date 06/02/04]
6/1/04 24 RETURN OF SERVICE executed for Depository Trust Com on
5/20/04 Answer due on 6/9/04 for Depository Trust And (pa)
[Entry date 06/02/04]
6/1/04 25 RETURN OF SERVICE executed for Depository Trust Com on
5/20/04 Answer due on 6/9/04 for Depository Trust And (pa)
[Entry date 06/02/04]
6/2/04 16 RETURN OF SERVICE executed for TD-Waterhouse on 5/17/04
Answer due on 6/7/04 for TD-Waterhouse (pa)
6/3/04 26 NOTICE of filing the following the original affidavit of
service and original summons for Fleet Securities, Inc., by
Louis R. Capece Jr. (pa) [Entry date 06/07/04]
6/7/04 26 RETURN OF SERVICE executed for Fleet Trading on 5/13/04
Answer due on 6/2/04 for Fleet Trading (pa)
6/7/04 27 MOTION by Instinet Corp. (Attorney Alex Joseph Sabo II) to
extend time to respond to complaint (pa)
[Entry date 06/08/04]
6/9/04 28 MOTION by DLJ (Attorney Holly Robin Skolnick, Eliot
Pedrosa) to extend time to respond to plaintiff's
complaint (cj) [Entry date 06/10/04]
6/9/04 29 UNOPPOSED MOTION by Fleet Trading (Attorney Alex Joseph
Sabo II) to extend time to respond to complaint (pa)
[Entry date 06/10/04]
6/10/04 30 MOTION by Depository Trust, Depository Trust Com, Bradley
Abelow, Michael C. Bodson, Jonathan E. Beyman, Jonathan E.
Beyman, Frank J. Bisignano, Stephens P. Casper, Jill M.
Considine, Paul F. Costello, Donald F. Donahue, Mary M.
Fenoglio, George Hrabovshy, Ronald J. Kessler, Catherine
Kinney, Peter B. Madoff, Eileen K. Murray, James P.
Palermo, Thomas J. Perna, Ronald Purpora, Douglas Shulman,
Robert H. Silver, Dennis J. Dirks, Thompson M. Swayne to
extend time to respond to complaint (kw)
[Entry date 06/14/04]
6/14/04 31 ORDER GRANTING DEFENDANT FLEET SECURITES, INC'S UNOPPOSED
MOTION FOR ENLARGEMENT OF TIME TO RESPOND TO COMPLAINT:
ORDER granting [29-1] motion to extend time to respond to
complaint reset answer due for 7/7/04 for Fleet Trading
( Signed by Judge Kenneth L. Ryskamp on 6/14/04) [EOD Date:
6/15/04] (pa) [Entry date 06/15/04]
6/14/04 32 ORDER GRANTING DEFNEDNT DLJ HOLDINGS, INC'S AGREED MOTION
FOR AN EXTGENSION OF TIME TO RESPOND TO PLAINTIFF'S
COMPLAINT: ORDER granting [28-1] motion to extend time to
respond to plaintiff's complaint reset answer due for
7/7/04 for (Signed by Judge Kenneth L. Ryskamp on 6/14/04)
[EOD Date: 6/15/04] (pa) [Entry date 06/15/04]
6/14/04 33 ORDER GRANTING DEFENDANT INSTINET, LLC'S UNOPPOSED MOTION
FOR ENLARGEMENT OF TIME TO RESPOND TO COMPLAINT: ORDER
granting [27-1] motion to extend time to respond to
complaint reset answer due for 7/7/04 for Instinet Corp.
(Signed by Judge Kenneth L. Ryskamp on 6/14/04) [EOD Date:
6/15/04] (pa) [Entry date 06/15/04]
6/15/04 34 AGREED MOTION by Bear Stearns & Co. (Attorney Holly Robin
Skolnick, Eliot Pedrosa) to extend time thru 7/7/04 in
which to answer the complaint (ck) [Entry date 06/17/04]
6/21/04 35 ORDER GRANTING THE DTCC DEFEDNATS' UNOPPOSED MOTION FOR
ENLARGEMENT OF TIME TO RESPOND TO COMPLAINT: ORDER granting
[30-1] motion to extend time to respond to complaint (
Signed by Judge Kenneth L. Ryskamp on 6/20/04) [EOD Date:
6/22/04] (pa) [Entry date 06/22/04]
6/22/04 36 ORDER GRANTING DEFENDANT BEAR, STEARNS & CO. INC'S AGREED
MOTION FOR ANEXTNSION OF TIME TO REPSOND TO PLAINTIFF'S
COMPLAINT: ORDER granting [34-1] motion to extend time thru
7/7/04 in which to answer the complaint reset answer due
for 7/7/04 for Bear Stearns & Co. (Signed by Judge Kenneth
L. on 6/20/04) [EOD Date: 6/22/04] (pa)
6/24/04 37 NOTICE of filing original affidavit of service and original
summons for Datek, Inc. by Louis R. Capece Jr. (cj)
[Entry date 06/25/04]
6/24/04 38 AFFIDAVIT of attempted service by Louis R. Capece Jr. (cj)
[Entry date 06/25/04]
6/24/04 39 AGREED MOTION with memorandum in support by TD-Waterhouse
(Attorney Peter Bedford King) for enlargement of time to
respond to complaint (ss) [Entry date 06/28/04]
6/29/04 40 MOTION by Bear Stearns & Co., DLJ for David E. Koropp to
appear pro hac vice (cj) [Entry date 06/30/04]
6/29/04 -- Filing Fee Paid; FILING FEE $ 75.00 RECEIPT # 720732 (cj)
[Entry date 06/30/04]
6/29/04 41 MOTION by All Defendants for Robert Y. Sperling to appear
pro hac vice (cj) [Entry date 06/30/04]
6/29/04 -- Filing Fee Paid; FILING FEE $ 75.00 RECEIPT # 720731 (cj)
[Entry date 06/30/04]
6/29/04 42 NOTICE of attorney appearance for TD-Waterhouse by (go)
[Entry date 07/01/04]
7/1/04 43 ORDER [39-1] motion for enlargement of time to respond to
complaint reset answer due for 7/15/04 for TD-Waterhouse
( Signed by Judge Kenneth L. Ryskamp on 7/1/04) [EOD Date:
7/2/04] (lh) [Entry date 07/02/04]
7/7/04 44 MOTION by Depository Trust Com, Depository Trust And to
extend time to respond to complaint (kw)
[Entry date 07/08/04]
7/7/04 45 SECOND MOTION by Instinet Corp. to extend time to respond
to complaint (cj) [Entry date 07/08/04]
7/7/04 46 MOTION by Fleet Trading to extend time to respond to
complaint (cj) [Entry date 07/08/04]
7/7/04 47 AGREED MOTION by Bear Stearns & Co., DLJ (Attorney ) to
extend time to respond to complaint (cj)
[Entry date 07/08/04]
7/12/04 48 ORDER granting [41-1] motion for Robert Y. Sperling to
appear pro hac vice ( Signed by Judge Kenneth L. Ryskamp on
7/12/04) [EOD Date: 7/13/04] (cj) [Entry date 07/13/04]
7/12/04 49 ORDER granting [40-1] motion for David E. Koropp to appear
pro hac vice ( Signed by Judge Kenneth L. Ryskamp on
7/12/04) [EOD Date: 7/13/04] (cj) [Entry date 07/13/04]
7/12/04 50 ORDER granting [45-1] motion to extend time to respond to
complaint set answer due for 7/21/04 for Instinet Corp.
( Signed by Judge Kenneth L. Ryskamp on 7/12/04) [EOD Date:
7/13/04] (cj) [Entry date 07/13/04]
7/12/04 51 ORDER granting [46-1] motion to extend time to respond to
complaint set answer due for 7/21/04 for Fleet Trading (
Signed by Judge Kenneth L. Ryskamp on 7/12/04) [EOD Date:
7/13/04] (cj) [Entry date 07/13/04]
7/12/04 52 ORDER granting [47-1] motion to extend time to respond to
complaint set answer due for 7/31/04 for DLJ, for Bear
Stearns & Co. ( Signed by Judge Kenneth L. Ryskamp on
7/12/04) [EOD Date: 7/13/04] (cj) [Entry date 07/13/04]
7/12/04 53 ORDER granting [44-1] motion to extend time to respond to
complaint set answer due for 7/30/04 for Depository Trust
Com ( Signed by Judge Kenneth L. Ryskamp on 7/12/04) [EOD
Date: 7/13/04] (cj) [Entry date 07/13/04]
7/12/04 54 MOTION by Dreyfus Brokerage (Attorney Mary Catherine Hite)
to extend time to respond to plaintiff's complaint and S.D.
FLa L.R. 7.1(a)(3) certificate of counsel (cj)
[Entry date 07/14/04] [Edit date 07/14/04] |
