Pluvia vs. Westergaard Message Board

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Biotech / Medical : Pluvia vs. Westergaard

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To: Louis Riley who wrote (790)	8/31/1997 2:07:00 PM
From: Joseph G.	of 1267

Louis, it was very nice of you to post an excerpt from the SEC text. It is clear the notice of liability is given to "a broker-dealer, an investment adviser or any other person or entity (in which a security is involved)", or "a scam artist", in particular, to a person such as Westerhaard, a swindler-promoter who attempts to have "defrauded investors in a securities-related scheme". If the SEC regulations were strictly enforced, such swindlers will pay far more than $5,000. Joe

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