John, D.H. Blair was fined by the NASD for fraud in relation to their trading of PLSIA stock. Certainly, people like Pluvia can make all the fuss in the world, but it doesn't amount to a hill of beans if those brokers in charge of trading the stock do whatever the hell they want with it, no? Why no prominent warnings about doing business with D.H. Blair? A cynical person might think it is because D.H. Blair, unlike Pluvia, might have many teeth with which to bite back... hard. How sharp are your teeth?
Washington, D.C._ NASD Regulation, Inc., today announced that D.H. Blair & Co. Inc., has been fined $2 million, and will repay almost $2.4 million to investors who were overcharged as the result of excessive mark-ups in 16 securities, and of other fraudulent conduct...The 16 securities involved were: ...Premier Laser System units...
Full press release:
techstocks.com
- Jeff |
