NP Energy Cp New Message Board

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Gold/Mining/Energy : NP Energy Cp New

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From: bully	1/9/2005 10:22:16 PM
	of 22810

"OH MY"!!!! Date:2004-01-13 13:50:58 Subject: Medinah,s most dedicated tout CASE NUMBER: NEW-734 JURISDICTION: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. SOURCE: SEC PLAD DATABASE(SEC LAPB: VOL 56, NO. 3, P. 070) DATE: 6/25/1990 Alleged Offense(s): RESPONDENT VIOLATED ARTICLE III, SECT. 1 & ARTICLE IV, SECT. 5 OF THE ASSOCIATION'S RULES FAIR PRACTICE. Other Incident Info: ACTION TYPE: NASD COMPLAINT DATE: 11/28/89 VIOLATION(S): ISSUING BAD CHECKS; SHARING CUSTOMER PROFITS/LOSSES/BUY BACKS; MISSTATEMENT TO CUSTOMER; FAILURE TO RESPOND TO SRO INQUIRY/INVESTIGATION PLAD FILE NO.

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