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Gold/Mining/Energy : Tri-Valley Corp.

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From: Babe' Boua	1/17/2005 7:42:34 AM
	of 45

AMEX - Regulation SHO Threshold Security List............... amex.com Threshold Securities On July 28, 2004, the Securities and Exchange Commission published Regulation SHO, a Rule which, among other things, imposes additional delivery requirements on broker-dealers for securities in which a substantial number of failures to deliver have occurred ("threshold securities"). In accordance with the Rule, the American Stock Exchange calculates on a daily basis and makes available to all interested parties in electronic format the list of threshold securities for which the American Stock Exchange is the primary listing market. -------------------------------------------------------------------------

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