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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony,
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To: olivier asser who wrote (90702)2/3/2005 9:19:44 PM
From: avawava  Read Replies (1) of 122087
 
A Series 7 licence from the SEC is only required for three very specific functions:
1) to open a brokerage account
2) to speak specifically about account costs ie commissions, fees, etc.
3) to enter an order to buy or sell a security

In all the ramblings from Ollie I have never seen anything that Berber or Moor did that required licensing. If this is his "10,000 hours of research", then he is out to lunch for 9,999.9 of them.
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