BRYANT CRAGUN AND LYNN BRIGGS CARLTON IN THE NEWS AND WELL AS REED BENSON AND UTAH ATTORNEY JOHN LEWIS
CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM“
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th, the Securities Markets Act, the Comisión Nacional del Mercado de Valores, advises that:
CARLTON BIRTAL FINANCIAL ADVISORY, S.L.GRAN VÍA 630, 408007 BARCELONA www.carltonbirtal.comis not authorised to provide the investment services detailed in the paragraph 1 and in the letters a) and c) of the paragraph 2 of the Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in the paragraph 4 of the said Article, including, to such effects, transactions on foreign currency.Additionally, the CNMV advises that the following persons are business-related to this company:REED L. BENSON JOHN LEWIS UNITED PACIFIC INVESTMENTDEBORAH ANN ROSSITo date, the above mentioned company seems to be operating in United Kingdom, Sweden and Finland and could be or could had been operating under the following names:CARLTON CAPITAL MANAGEMENT LTDGRAN VIA 630, 408007 BARCELONACARLTON FINANCIAL ADVISORY & INTERMEDIARY SERVICESGRAN VIA 630, 408007 BARCELONACARLTON BIRTAL ADVISORY SERVICES, S.L.GRAN VIA 630, 408007 BARCELONAFor any further consultation please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s website (www.cnmv.es)
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Carlton Birtal Advisory Services SL
fsa.gov.uk
Unauthorised overseas firms operating in the UK
Last firms added -18/02/05 (shown with an asterisk *)
This list contains the names of unauthorised overseas firms known to be, or to have been, targeting UK investors. Investors should be aware that if they put their money with unauthorised firms they will not get the benefit of the UK compensation and complaint schemes.
You can also see:
List of unauthorised internet banks
List of unauthorised firms / individuals
Unauthorised overseas firms
A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
Aberdeen Langley
Ainsley Consulting SL (now known as Mercier International Group)
Alexander Rothko Associates*
Amherst International
Anderson Fitzpatrick (Switzerland) AG
Argus Global Equities Limited
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B A Gelman
Bagnestone
BenjaminFisher SL
Berkley Murray Securities
Berkshire Tax Consultants
Black & White Investments
Boska Settlement Corporation
Bradley Chen & Associates
Braun & Bridgewater Corporation (aka BBGC Corporation)
Breakthrough Venture Partners
Breslan Aliied Limited
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Cambridge Global Inc
Capital One Management Inc
Carlton Birtal Advisory Services SL
Carter James SL
Chamberlin Management Inc
Chapman Foster Group SL
Chicago Board of Acquisitions Inc
* Clarington Group (The)
Clarkson Gordon Ltd
Clifton Financial Services
Cohen Edwards Asset Management
Collins Tate & Murchison
Condor Research
Crandale Group
Creston & Childs
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Douglas St James
Dunhill Capital
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E1 Asset Management
Edward Tate
Elliot Price & Associates
Equity Research Group
Eurotraders
Everest 1 Inc.
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Fairchild Roth Financial Inc
Fernvale Associates
Fielding Clifford
First Chartered Capital Corp / First Colonial Trust
First International Equity & Acquisitions Inc
Franklin Asset Management (aka Jefferson Management)
Fraser Hunt Levine
Fridman, Koch and Saul (aka Cambridge Global and Amhers International)
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Globeshare
Godwynn International
Goldberg Kravitz (now known as Union Partners SL)
Goodman Management Associates
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Harrington Advisory Services/Harrington Advisory,SL
Hamilton Asset Management
Handel Ross Advisory
Hannover Markka Capital
Hargill & Black Associates
Harper Mills and Paige Inc
Harrop, Lees, Brown & Co
Hoffman Philips SL
Hopkins, Pierce & Co Limited
Hyda Florsbanc
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International Business Advisors
International Options Trading (PTY) Ltd*
ITB Group
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Jackson Cole Investments
Jacob Stern
Jefferson Management (aka Franklin Asset Management)
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K P Allen
Kammer, Stuartt Reed
Kerona Trading Ltd
Kline Management Group
Kobe Securities International
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Liberty Assets inc
Liberty First Financial Services
Liberty One Advisors LLC*
Livingstone Asset Management
Lombard Grand Inc
Lox International Group
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Market Access Group
Maxwell Fleming & Associates
McKenzie Goldstein & Associates*
McKenzie King Ltd
Mercantilebanc Securities Inc
Mercier Interantional Group (aka Ainsley Consulting SL) / Mercier asset Management Inc
Millennium Financial Ltd
Miller Bosses Acquisitions INC.
Morgan Young Financial Consultants
Morrison Cross Financial Investments Ltd
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Nationwide Mergers and Acquisitions
Network Capital Partners
Nivo Invest and Trade Corp
Norwich Capital Mutual Funds Limited
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Oceanic Equities
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Pacific Federal SA
Pan European Investment Management
Pan Pacific Financial
Parker Lane
Parker Rowe
Perlman-Haas Associates
Phoenix Asset Management SA
Phoenix Partners SL
Platinum Asset Management (pty) Ltd
Platinum Placements Management
Premier Equities Limited
Premium Placement
Prime Forestry
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Reichman Advisory SL
Rementon & Fitzgerald
Richard Watson Associates
Richmond International
Richmond Royce Advisory Services S.L.U.
RJL International Limited
Royal Asset Management of Canada
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Schoefer Davis Limited
Smith Fairchild
SpencerFerguson Financial Services/SpencerFerguson Wealth Management
Stanfield Moritz Associates
Stanley Riebeck Corporation
Stein Banc Commerce
Sukumo Group
Back to top
Tana Corum Holdings
Thibault Capital Markets
Thompson Weinberg
Tresaderns & Partners SL
Trident Market Advisors
Trillium Drake
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Union Partners SL (formerly Goldberg Kravitz SL)
US Capital FX*
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Van der Halen Equities
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Wakeford & Goodridge
Walker Stone
Waterhouse Scott Ltd
Webster, Cohen & Galombik Inc
West Shore Ventures Limited
Willmont Financial SL
Windsor Asset Management
World Market Resources
World Trade Financial Corporation
Back to top
Yee Seng Global
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CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM“
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th, the Securities Markets Act, the Comisión Nacional del Mercado de Valores, advises that:CARLTON BIRTAL FINANCIAL ADVISORY, S.L.GRAN VÍA 630, 408007 BARCELONA www.carltonbirtal.comis not authorised to provide the investment services detailed in the paragraph 1 and in the letters a) and c) of the paragraph 2 of the Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in the paragraph 4 of the said Article, including, to such effects, transactions on foreign currency.Additionally, the CNMV advises that the following persons are business-related to this company:REED L. BENSON JOHN LEWIS UNITED PACIFIC INVESTMENTDEBORAH ANN ROSSITo date, the above mentioned company seems to be operating in United Kingdom, Sweden and Finland and could be or could had been operating under the following names:CARLTON CAPITAL MANAGEMENT LTDGRAN VIA 630, 408007 BARCELONACARLTON FINANCIAL ADVISORY & INTERMEDIARY SERVICESGRAN VIA 630, 408007 BARCELONACARLTON BIRTAL ADVISORY SERVICES, S.L.GRAN VIA 630, 408007 BARCELONAFor any further consultation please contact the Comisión Nacional del Mercado de Valores enquiry line at 902 149 200 or visit the CNMV’s website (www.cnmv.es) |
