ITEM 11. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
Veridien Corp · 10KSB · For 12/31/4
secinfo.com
The following table sets forth, as of March 11, 2005, information regarding the beneficial ownership of shares of Common Stock by each person known by the Company to own five percent or more of the outstanding shares of Common Stock, by each of the Officers, by each of the Directors, and by the Officers and Directors as a group. At the close of business on March 11, 2005, there were 227,564,973 shares issued and outstanding of record, as well as 94,702,946 shares issuable in the event of the conversion of the $3,955,972 of Convertible Debentures outstanding and the $737,232 of interest thereon as of December 31, 2004.
Shares of Percentage
Common as of
Name and Address of Beneficial Owners Stock 03/11/20051
Sheldon C. Fenton 60,301,223 2 26.5 %
160 Eglinton Avenue East, Suite 500
Toronto, Ontario M4P 3B5
Rene A. Gareau 125,000 0.05 %
603 Sarasota Quay
Sarasota, Florida 34236
Dunvegan Mortgage Corporation 59,918,223 3 26.3 %
222 Delaware Ave., PO Box 2306
Wilmington, Delaware 19899
Russell D. Van Zandt 1,091,560 0.48 %
100 Beach Drive NE, Suite 1002
St. Petersburg, Florida 33701
Alfred A. Ritter 0 —
Rua Baronesa DeBeck 130
Malveira Da Serra
3755-153 Alcabideche, Portugal
Richard B. Klein 2,700,000 1.19 %
107 Marseille Place
Cary, North Carolina 27511
H. Quotient Inc. 18,175,854 7.99 %
(& subsidiary Quotient Capital Corp.)
8150 Leesburg Pike, Suite 503
Vienna, VA 22182
Milfen Limited 1,594,014 4 0.7 %
33 Jackes Avenue, #303
Toronto, Ontario
M4T 1E2
All Directors and Officers 64,217,783 28.2 %
as a Group (5 persons)
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1 Based on 227,564,973 shares issued and outstanding as of March 11, 2005.
2 Includes Mr. Fenton’s direct ownership of 383,000 shares, indirect ownership of 22,333,014 shares owned by Dunvegan Mortgage Corporation, of which Mr. Fenton is an officer and director, as well as 37,585,209 shares issuable in the event of conversion of the $1,780,811 of Convertible Debentures [principal] owned by Dunvegan Mortgage Corporation and the $136,035 of interest thereon as of December 31, 2004. For informational purposes, also does not include 15,730,128 Series I ($.499) and Series II ($.001) Warrants previously owned by Dunvegan Mortgage Corporation but assigned (in 1998) to 1192615 Ontario Limited et al and in which he disclaims any beneficial interest. For informational purposes, does not include holdings of his adult daughter including (i) 2,509,804 shares and (ii) the 3,677,514 shares issuable in the event of conversion of the $90,000 Convertible Debenture (principal) and $36,786.37 of interest thereon as of December 31, 2004; in which he disclaims any beneficial interest. For informational purposes does not include holdings of his adult son, including (i) 2,879,477 shares and (ii) the 4,614,612 shares issuable in the event of conversion of the $95,000 of Convertible Debentures (principal) and $36,210.09 of interest thereon as of December 31, 2004; in which he disclaims any beneficial interest. For informational purposes does not include holdings of Milfen Limited, a Corporation owned by Mr. Fenton’s mother, in which he disclaims any beneficial interest.
3 Includes 37,585,209 shares issuable in the event of conversion of the $1,780,811 of Convertible Debentures [principal] owned by Dunvegan Mortgage Corporation and the $136,035 of interest thereon as of December 31, 2004. Does not include 154,163 shares of Series B Preferred Stock.
4 Does not include 18,197,191 shares issuable in the event of conversion of the $599,096 of Convertible Debentures [principal] owned by Milfen Limited and the $228,866 of interest thereon as of December 31, 2004.
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