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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony,

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To: scion who wrote (93380)11/17/2005 9:42:57 AM
From: StockDung  Read Replies (1) of 122087
 
NASD Registered Person: WILLIAM HOWARD COONS III
CRD Number: 2049465

INVESTIGATIONS

********** INVESTIGATION (1 of 1) **********


Reporting Source: Individual Broker (Form U-4)

Date Reported: 05/15/2002

Initiated By: SEC - DIVISION OF ENFORCEMENT

Notice Date: 04/22/2002

Details: ON APRIL 22, 2002, THE SEC ADVISED COUNSEL FOR WILLIAM COONS
THAT THE SEC INTENDS TO SEEK TO BAR MR. COONS FROM ASSOCIATING
WITH ANY BROKER OR DEALER AND OTHER INJUNCTIVE RELIEF IN
CONNECTION WITH AN INVESTIGATION INTO THE TRADING OF
PACKETPORT.COM. MR. COONS DENIES THE ALLEGATIONS AND INTENDS
TO VIGOROUSLY DEFEND.
Report TOU ViolationShare This Post
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