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Microcap & Penny Stocks : PLNI - Game Over
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To: Captain James T. Kirk who wrote (251)12/2/2005 2:36:45 PM
From: scion   of 12518
 
Involvement of principals in litigation.

The Company must disclose whether any of the officers, directors, or key personnel are involved in any litigation or have filed for bankruptcy. The type of litigation will determine exactly where in the offering document this disclosure should be placed. Question 36 asks for detailed disclosure of bankruptcy or insolvency proceedings involving the Company or its officers, directors or key employees. Question 43 also asks for disclosure of litigation involving the Company. If any legal proceeding seems relevant to information provided in response to Questions 29-32, include that information in your response. If appropriate, the information may be summarized and a more detailed description provided in the section of the offering document that seems most relevant.

“Small Corporate Offering Registration”
nasaa.org
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